Chapter 11 Stereotypic and compulsive disorders
Introduction
Compulsive disorders in dogs and cats have also been referred to as obsessive-compulsive disorders (OCD) and stereotypies.1,2 A stereotypy is an abnormal invariant, repetition of a motor pattern that serves no apparent function. These behaviors have been commonly reported in farm, zoo, and laboratory animal species, and initially arise in situations of conflict or frustration related to confinement or husbandry practices. Maternal deprivation has also been shown to contribute to the development of stereotypic behaviors.3 More recently, stereotypies have been described as invariant repetitive behaviors induced by frustration, inability to cope, or central nervous system (CNS) dysfunction.4 However, since the diagnosis is phenotypic and biological causes are as yet unknown, the term “abnormal repetitive behaviors” has been suggested.3,5 This definition also allows inclusion of other environmentally induced frustration behaviors in farm animals, such as nonnutritive suckling in early weaned calves, which may be transient and variable.3 In dogs and cats behaviors such as tail chasing, rhythmic barking, wool sucking, or self-traumatic behaviors might also fit this definition. It is thought that some stereotypic behaviors, at least in their early stages, may provide a mechanism for the pet to cope. For example, nonnutritive suckling in calves may assist digestive processes.3 However, repetitive behaviors that persist over time become habitual and can lead to lifelong changes in CNS function and behavior, which affect both health and welfare.3
Compulsive behaviors are abnormal and repetitive, and may be variable in form and fixated on a goal.6 They are generally derived from normal behaviors such as grooming (psychogenic alopecia), predation (tail chasing, pouncing), ingestion (pica), or locomotion (fence pacing). Other abnormal repetitive behaviors which have been placed in the compulsive disorder spectrum in dogs appear to have a hallucinatory component such as snapping at the air, or upward gazing. Compulsive disorders first arise in situations of frustration or conflict but persist in situations outside the original context.2 They most commonly arise in the prepubertal (e.g., 3–6 months) period, prior to social maturity (12–36 months), or after recognizable periods of change or distress.1,7 The behaviors have no apparent goal and have an element of dyscontrol in either the initiation or termination of the behavior. They may be repetitive, exaggerated, sustained, or so intense that they might be difficult to interrupt. Although compulsive behaviors may also appear to provide a mechanism for coping for some pets (i.e., achieve behavioral homeostasis), the behavior becomes compulsive when the behavior does not help the pet to settle or cope and interferes with normal daily function.1
The rationale for labeling these disorders in pets as compulsive is based in part on the use of the dog as a model for human OCD. Abnormal serotonin transmission has been identified as a primary mechanism by which compulsive disorders are induced and in humans the condition preferentially responds to drugs that inhibit serotonin reuptake.8,9 Using dogs with acral lick dermatitis (ALD) as a model for the human disorder, drugs that inhibit serotonin reuptake, such as clomipramine, fluoxetine, and citalopram, were found to improve clinical signs while drugs that had more effect on norepinephrine reuptake, such as desipramine, were not effective.10–13 Clinical studies and case studies on the treatment of compulsive disorders in dogs and cats have confirmed the use of a tricyclic antidepressant (TCA), clomipramine, or a selective serotonin reuptake inhibitor (SSRI), such as fluoxetine, as the most effective primary form of drug therapy for dogs and cats, with a decrease in behaviors reported of at least 50–75% within 4 weeks.1,14–16
Compulsive disorders are most commonly seen in genetically predisposed individuals that are subjected to chronic or recurrent conflict or frustration or whose behavioral needs are not adequately met. In a study in Brazil of 20 dogs with ALD that could not be attributed to underlying medical causes, all dogs were described as having an anxious personality. None of the owners played with their dogs routinely, and 70% were never walked.17 A canine chromosome locus for flank and blanket sucking in Dobermans has recently been identified.18 Other inherited susceptibilities include tail chasing and spinning in German shepherd dogs, bull terriers, Anatolian sheepdogs, and Australian cattle dogs, and pica and wool sucking in Burmese and Siamese cats.1,19–22
Compulsive disorders are derived from normal behaviors, such as grooming, ingestion, predation, and locomotion, although hallucinatory signs might be more difficult to categorize. Most common presentations include: (1) dermatologic (self-trauma); (2) locomotor and predatory; (3) neurological (including hallucinatory); and (4) oral/ingestive manifestations (Table 11.1).
Compulsive disorders in dogs | Compulsive disorders in cats |
---|---|
Self-trauma, injurious or self-directed | |
Tail mutilation/chewing | Tail mutilation/attacking |
Face and neck scratching | Face and neck scratching |
Acral lick dermatitis | Symmetrical alopecia (overgrooming) |
Compulsive licking or chewing | Hair plucking/pulling |
Claw (nail) biting | Claw (nail) biting |
Self-nursing | Self-nursing |
Flank sucking | |
Locomotor, predatory | |
Tail chasing, spinning | Tail chase |
Pacing, circling | Chasing, predatory sequences |
Chasing lights/shadows | Freezing, staring |
Rhythmic barking | Excessive vocalization |
Freezing, staring | |
Fence running | |
Neurologic, hallucinatory | |
Snapping at air | Fixed stare |
Checking rear | Hyperesthesia |
Head shaking | |
Oral/ingestive | |
Pica | Pica |
Sucking, e.g., blankets, owner | Sucking wool/owner |
Licking – environment/owner | Licking – environment/owner |
Polyphagia – voracious eating | |
Glugging1 | |
Psychogenic polydipsia | |
Social, sexual | |
Urine marking | Urine marking |
Masturbation | Mounting, humping |
Mounting, humping | Penis licking |
Penis sucking |
1Dodman NH, Cottman N. Animal behavior case of the month. J Am Vet Med Assoc 2004;225:1339–1341.
Behavioral pathogenesis of compulsive disorders
Conflict occurs when the pet is motivated to perform two opposing behaviors. This might occur when a pet is uncertain about the outcome (e.g., meeting new people or dogs) or when the owner’s responses to the pet’s behavior have been inconsistent. Frustration refers to a situation in which the pet is motivated to perform a behavior but is not able to do so. This might occur when a pet is aroused by other animals, people, or prey outside the window. Pets placed in a yard may begin repetitive pacing or barking if unable to access potential playmates, territorial intruders, or prey. Pets may also be mentally frustrated if they are inhibited from playing, chasing, jumping up, or barking due to previous punishment (Table 11.2).
Conflict-induced behaviors | Conflict occurs when the pet is motivated to perform two opposing behaviors (e.g., approach and withdrawal). Because the pet is unable to display the two behaviors simultaneously, a displacement behavior may be exhibited |
Frustration-induced behaviors | Frustration refers to a situation in which the pet is motivated to perform a behavior but is not able to do so. The barrier may be physical (as when access to the stimulus is blocked such as when fenced in the yard) or behavioral (the pet suppresses its response because of possible consequences such as punishment). The resultant behavior could be a displacement behavior or a redirected behavior |
Displacement behavior | A displacement behavior is a normal behavior shown at an inappropriate time, appearing out of context for the situation, often as a result of frustration or conflict. Displacement behaviors may also be observed in situations of arousal when there is no appropriate outlet for de-arousal. Examples of displacement behaviors include yawning, eating, vocalizing, lip licking, grooming, circling, spinning, tail chasing, grooming, and barking |
Redirected behavior | When an animal is motivated to perform an activity (e.g., territorial protection, fear aggression, marking) but is unable (frustrated) to gain access to the principal target, the behavior may be directed at an alternative target (e.g., a nearby person, another animal, or an object) |
Vacuum activity | When the pet is highly motivated to perform an instinctive behavior but there is no available outlet, a vacuum activity may be exhibited (flank sucking, licking). These activities have no apparent useful purpose |
Abnormal repetitive behaviors | Abnormal repetitive motor patterns that serve no apparent function and whose biological causal factors are unknown |
Stereotypies | A stereotypy is an abnormal invariant, repetition of a motor pattern that serves no apparent function. Stereotypies might be induced by conflict, frustration, deprivation, inability to cope, or central nervous system dysfunction |
Compulsive disorders | Compulsive behaviors are abnormal and repetitive, that may be variable and have an apparent goal on which the pet may fixate. Unlike displacement behaviors, they interfere with function. They initially arise in situations of conflict but become compulsive when emancipated from the original context. The animal lacks control over the initiation and cessation of the behavior and it interferes with normal behavior, such as eating and social interaction, or is self-injurious |
Maternal deprivation may also lead to stereotypic behavior in young pets due to frustrated motivations to suckle or insufficient social contact. While some of these behaviors may be transient, some may persist into adulthood.3 Maternal deprivation can also lead to heightened fearfulness, anxiety, and alterations in how the pet responds to stress, which may contribute to a greater potential for the development of stereotypic behaviors when exposed to stressors later in life.3 Conversely, some behaviors may not show up until later in life. Providing optimal housing, adequate social and environmental enrichment, and giving the pet control to engage in desirable behaviors and avoid the undesirable can have positive benefits for all pets but particularly those who are anxious or whose early environment was impoverished.
Conflict and frustration-induced displacement behaviors are likely to be seen in response to a specific stimulus (e.g., visual, auditory, odor, tactile) or event, and are likely to resolve when the inciting factors are removed. However, owner responses may further aggravate the problem by inadvertently reinforcing the behavior or increasing fear and conflict through the use of punishment. Medical factors may aggravate the problem if the consequences of the behavior (e.g., tail chasing, self-trauma) lead to pain, injury, or infection. In fact, deep infections are often a consequence of self-trauma; therefore both medical and behavioral therapy would need to be instituted concurrently.23
Inciting factors and early intervention
Providing appropriate and sufficient enrichment in the form of social interactions and play, a predictable and comfortable environment, and predictable consequences that focus on rewarding what is desirable can reduce stress for most pets. However, breed, individual differences, maternal effects, early development, and socialization all play a role in how pets manage stress. If the pet begins to display behaviors that are unusual or out of context, immediate attention to address the underlying cause might prevent the behavior from becoming compulsive (Box 11.1).
Box 11.1
Behavioral factors that might contribute to stress, conflict, and compulsive disorders
• Problems with the early environment, including maternal care and handling
• Socialization and environmental localization problems
• Inadequate enrichment and outlets for normal behavior (social interaction, object play, exercise)
• Unpredictable schedule or routine
• Insufficient or inconsistent training and communication
• Excessive, unnecessary, or unpredictable positive punishment
• Housing and environmental problems contributing to lack of environmental control, insufficient outlets for normal behavior
• Frustration and inability to achieve goals
• Conflict and competing motivation, inconsistent owner responses
• Social anxiety – family members moving in/out, new pet, loss of existing pet
• Household anxiety – moving, renovations
• Intense or recurrent situations of fear or anxiety, e.g., noise sensitivity/phobia
Pathophysiology of compulsive disorders
There may be a common pathophysiology for all compulsive disorders but it is also possible that the neurotransmitters involved may vary between presenting complaints or that there may be changing involvement as the problem progresses. Locomotor compulsive disorders such as tail chasing tend to develop after repeated conflict, are displayed most commonly in situations of high arousal, and are often so intense that it may be difficult to calm the dog or interrupt the behavior. By contrast, oral compulsive behaviors (such as flank sucking and ALD) may develop more acutely, are most likely to be displayed in situations of minimal or insufficient stimulation, and may sometimes help the pet to cope or settle better. It has been suggested that oral stereotypies might involve the mesolimbic dopaminergic system while locomotor stereotypies may involve activation of the nigrostriatal dopaminergic system.24 Hallucinatory-type behaviors such as fly snapping and pouncing may involve different pathophysiologic mechanisms. There also may be differing levels of cognition ranging from spontaneous, seemingly uncontrollable reactions to pets that search for or fixate on specific targets.
Beta-endorphins, dopamine, glutamate, and serotonin have all been implicated, primarily based on response to therapy. However, it has been suggested that the role of gamma-aminobutyric acid, neuroactive peptides such as cholecystokinin, corticotrophin-releasing factor, neuropeptide Y, and tachykinins such as substance P should also be considered.25
Dopaminergic drugs such as amphetamines may induce stereotypies and dopamine antagonists such as haloperidol may result in suppression of stereotypies.26–28 In one study higher prolactin levels were found in dogs with chronic stress, stereotypic behaviors, fear aggression, and autonomic signs, while lower levels of prolactin were associated with acute fearful and phobic events.29 Thus, drugs that enhance dopamine transmission such as selegiline might be indicated in stereotypies associated with chronic stress.
Another possibility is that compulsive disorders are mediated through opioid receptors, since opioid antagonists such as naltrexone have been successful at reducing stereotypies in dogs, sows, and horses.27,30–31 In addition, drugs that supply an exogenous source of opiates, such as hydrocodone, have been reported to be effective for ALD.32 It has been suggested that endorphins act as an internal mechanism for reinforcement, and that they might play a role in the early development of compulsive disorders. However, an increase in blood endorphin levels has not been identified.
Altered glutaminergic neurotransmission may also be a factor, since blocking glutamate-sensitive N-methyl-d-aspartic acid (NMDA) with drugs such as memantine or dextromethorphan may be effective.33,34
Abnormal serotonin transmission has been suggested to be the primary mechanism by which compulsive disorders are induced. As in human models of OCDs, drugs that inhibit serotonin reuptake (e.g., clomipramine, fluoxetine, fluvoxamine, citalopram) have been shown to be most effective in the treatment of canine and feline compulsive disorders.1,10,11–16 Animal studies have also identified direct evidence of serotonin involvement.8 In some animal studies, the serotonin reuptake inhibitor citalopram and not the neuroleptic clozapine was effective in reducing stereotypic behavior in female voles.35
In time, it is probable that different neuropathological mechanisms may be identified for different presentations. In fact, another school of veterinary behavior from France believes that abnormal repetitive behaviors arise as a result of a number of different behavioral disorders, including permanent anxiety disorder, where the dog is constantly in a state of inhibition and prone to displacement behaviors (which may respond to selegiline, a TCA (clomipramine) or an SSRI); unipolar disorder, where the dog may be hypervigilant, overexcitable, and unable to stop behavioral sequences (which may respond to selegiline); hyperactivity disorder or attention deficit disorder with hyperactivity (which might respond to methylphenidate, fluvoxamine, fluoxetine, imipramine, or amitriptyline); deritualization anxiety, where there has been a change in the social group and the dog becomes withdrawn and overly defensive (which may respond to selegiline); and dissociate disorders, where the dog becomes increasingly less receptive and may have hallucinatory events (which may respond to risperidone).36 (See Chapter 22 for further details.)
Diagnosing compulsive disorders
Medical
Diagnosis of a compulsive disorder requires that all possible medical causes that might incite the behavior first be ruled out. For example, neurological signs may be due to partial (focal) seizures; self-traumatic disorders may be due to food intolerance; and oral and ingestive behaviors may be caused by gastrointestinal diseases (see Chapter 6 and below). Feline hyperesthesia is a clinical sign or group of signs that can have dermatologic, neuromuscular, or behavioral causes. For this reason, a variety of therapeutic options have been reported to be effective for the same phenotypic presentation. Therefore, in addition to diagnostic tests, therapeutic response trials with drugs that target a specific medical cause (e.g., food trial, parasite control, seizure medication, gastrointestinal medications) or a specific behavioral cause (e.g., compulsive disorder) may be invaluable in both diagnosis and treatment. However, the diagnosis may be further complicated by the fact that many medications (e.g., memantine, doxepin, clonazepam, carbamazepine, gabapentin, pregablin), have multiple effects (e.g., pain, seizure, anxiety, compulsive, pruritus). For example, tail chasing and self-trauma, pawing or scratching of the face, and hyperesthesia in cats may have dermatologic, neurologic, pain (including neuropathic pain), or behavioral causes. Tail chasing has previously been described as pain-induced, an opioid-mediated stereotypy,31 a compulsive disorder responsive to TCA and SSRI therapy,14 a seizure-related neurological disorder,37 or perhaps a disorder similar to human autism.20,38
Another important consideration is that stress, which is an initiating and perpetuating factor in the development and maintenance of compulsive disorders, can also have effects on medical health such as increased inflammation in the skin. Therefore, resolving or minimizing stress is not only essential for the pet’s well-being and the resolution of compulsive disorders but also for reducing the medical component that might be contributing to the signs (see Chapter 6).
Behavioral
The history must include information about:
• The pet, including the signalment, developmental history, and adoption, early socialization and training, and any other concurrent behavior or health problems
• The pet’s personality, how the pet responds to different stimuli (e.g., people, animals, locations, situations, noises) and whether there are anxiety or temperament issues
• What methods the owners use for training, including reinforcement (when, where, what, and how), punishment (when, where, what, how, and why) and control products or devices, including collar and type, body harness, head halter, or remote training devices
• The family, including other pets and their relationships, the pet’s daily schedule, and the environment, including specific questions on social enrichment and object/toy play
• The problem, how and when it started; how it has progressed or changed; when, where, and how often the problem occurs; stimuli or events that precede the problem; the owner’s response and how the dog responds; and a detailed description (including video if available) of the problem, including the sequence of events and the dog’s body language; frequency, duration, intensity, situations in which the problems arise and whether the owner can prevent or interrupt it
• Concurrent behavioral problems and somatic signs that might indicate the stereotypy is a component of another problem (e.g., cognitive dysfunction syndrome, attention deficit hyperactivity disorder).
Compulsive disorders must first be differentiated from medical problems that could be causing or contributing to the signs. However, even if a medical problem is identified, the initiating cause may have been behavioral. If the signs arise only in response to the inciting conflict or anxiety, then the problem may not meet the definition of a fully developed compulsive disorder, and treatment might solely require a behavioral approach focused on reducing conflict and teaching acceptable outcomes in situations where the problems arise. When abnormal behaviors are exhibited only in the owner’s presence, it is possible that the owner’s responses to the behavior are a primary factor in development and maintenance of the problem (conditioned, reinforced, adding to conflict). Other possible differentials are the repetitive, hallucinatory, fixated, or stereotypic behaviors that are seen in the Pageat (French) diagnoses (see Chapter 22).
Management and treatment of compulsive disorders
Behavioral approach
1. consistent and predictable environment and daily routine over which the pet has control to engage in desirable activities (e.g., resting, perching, object play) and preventing undesirable behaviors (set the pet up to succeed; see Chapter 4)
2. consistent and predictable consequences that use rewards to encourage desirable behavior rather than punishment to discourage undesirable behavior (see Chapter 4)
3. providing sufficient enrichment and outlets to meet the pet’s behavioral needs (see Chapter 4)
4. ensuring owner responses do not further reinforce or aggravate the response (e.g., anger, punishment, agitation, inconsistent responses to the pet’s behavior)
5. management of the problem and environment to prevent recurrence
6. identification and removal or reduction of stressors that lead to conflict
7. identification and prevention or avoidance of triggers that precede displacement or compulsive behaviors
8. teaching an appropriate desirable behavior to replace the undesirable (response substitution) using reinforcement-based techniques to mark the behavior properly (e.g., clicker or Manner’s Minder and food reward) and to repeat until the behavior is captured (i.e., the pet has learned the desired response). An example would be to focus on reinforcement of desirable alternative behaviors to the compulsive behavior, such as resting on a mat or chewing on an appropriate chew toy
9. developing techniques and tools for owner interruption of the behavior each time it is displayed
10. teaching owners to identify triggers and read facial and body language to be able to pre-empt the behavior and direct to an acceptable behavior.
Training – predictable consequences
Training should encourage behaviors that are desirable rather than punishing behaviors that are undesirable. Casual and inconsistent owner interactions should be replaced by a program of predictable rewards where the owners ensure that all rewards, including affection, toys, and food, are given for behaviors that are incompatible with the compulsive disorder (e.g., resting on a mat, playing with a favored toy). See handouts on reward training (Box 4.12, client handout #22, printable version available online) and teaching pets to settle (Box 7.2, client handout #23, printable version available online). Encouraging desirable outcomes helps reduce stress and can be achieved by several means: encouraging settled behaviors; maintaining a calm household; calm and consistent owner responses; and the appropriate use of rewards. Clicker training can help immediately reinforce desirable behaviors. A leash and head halter for dogs or a harness for cats can be used to prompt the desired response as well as to inhibit, disrupt, or prevent undesirable behavior. The Manners Minder (Figure 7.5) (www.drsophiayin.com) is also a useful device to train dogs to settle on a mat or bed for progressively longer and more relaxed responses. All owner-inflicted punishment must be avoided. Prevention is preferred. If the problem should arise in the short term, disruptive devices or booby traps (to keep pets away from problem areas) might be used, as long as they provide consistent consequences.
Minimizing access to conflict- and frustration-inducing stimuli
Music, radio, TV, or white noise can help reduce anxiety and minimize audible stimuli that might contribute to stress or anxiety. Other products that might help reduce anxiety in some pets include Thundershirt or Anxiety Wraps, Calming Caps, and goggles that reduce visual stimuli, or thunder bands, Mutt Muffs, or sound baffling that reduce audible stimuli (see Chapter 12).
Response substitution
Ideally the owners should be aware of when and where the behaviors are about to arise so that they can proactively or pre-emptively focus on achieving the desirable behavior. If compulsive behaviors arise in the owner’s presence, the pet should be interrupted immediately and calmly with a moderate, novel noise then cued to engage in an appropriate alternative behavior (e.g., lie down, go to your mat, play with your toy) which can then be rewarded response (response substitution). If the pet cannot be effectively interrupted, a leash and head halter in dogs or a leash and body harness in cats can be used to interrupt the undesirable behavior and gently guide the pet into the desirable behavior. Owners should not give the reward until the alternative desired behavior is achieved. On occasion, a remote-activated spray collar may be an effective tool for interruption, provided it is used consistently, does not cause fear, and the pet can then be cued to engage in a desirable behavior. When the family cannot be present to interrupt the behavior, some other means of prevention may be needed. Cage confinement or Elizabethan collars (E-collars) may be useful, but these products can further aggravate the pet’s anxiety (see Box 11.2, client handout #4, printable version available online).
Box 11.2
Stereotypic and compulsive disorders (client handout #4, printable version available online)
1. Compulsive disorders often arise from situations of conflict or anxiety, but can appear spontaneously for no apparent reason. If the source of the stress or conflict can be identified, it should be addressed. Early intervention, before the problem becomes habitual or complications arise, provides the best opportunity for success. While pets likely have a genetic susceptibility to developing compulsive disorders, reducing sources of stress and providing outlets and opportunities to keep the pet stimulated and enriched can help to prevent the development of these problems or reduce their frequency or intensity. However, when the problem begins to affect the pet’s normal daily functions or the problem is too frequent or intense, then it has likely become a compulsive disorder, which generally requires a combination of behavioral management and drug therapy.
2. Medical problems may be the cause of the behavior. Therefore, before diagnosing a compulsive disorder, all possible medical problems must be considered. In addition, if the pet begins to lick or chew at itself, regardless of whether the initial problem was behavioral or medical, the pain and infection caused by the licking will first need to be resolved. Unfortunately, since pets cannot let us know how they feel (i.e., itchy, painful, unable to help themselves) your veterinarian will need to determine this by diagnostic tests and possibly by a medication trial.
3. The treatment program should begin by identifying sources of stress and conflict for your pet and resolving them. By looking at when, where, and in what situations the problem was first seen, it might be possible to identify the stressors that caused the problem, so that these might be resolved. However, while this can be an excellent starting point, when the problem has become compulsive, treating the stress and conflict alone is seldom sufficient. For the behavioral workup and to measure progress, it may be helpful to make a video recording of the problem and keep a diary.
4. If you can determine when the problem is likely to arise and in what situations, it might be possible to prevent the problem or preoccupy the pet with another activity that is incompatible with the undesirable behavior. Environmental enrichment when you are not around should include toys, chews, or other activities that can help to keep the pet occupied and distracted.