Chapter 14 Asepsis is the condition in which living pathogenic organisms are absent153; aseptic protocol therefore consists of the mannerisms, thoughts, and associated agents or devices used to achieve that condition. The term antiseptic generally is used to refer to chemicals applied to living tissue to achieve a microbial function.22 The term disinfectant is applied to similar agents used on inanimate objects such as instruments or surfaces. The subject of antiseptics and disinfectants has been exhaustively reviewed previously; a brief review of commonly used antiseptics follows, but readers seeking greater detail are directed to the appropriate references.21,22,73,93,145 Alcohols have rapid bactericidal activity but have variable efficacy against viruses and are generally ineffective against spores.22,93,94 Alcohols likely exert their bactericidal effects by denaturing proteins, a process that occurs more readily in the presence of water; they also exert some effect through interference with metabolism and lysis of cells.71 The efficacy of alcohols is decreased substantially in the presence of organic debris. Ethyl alcohol is commonly used in hand sanitizers and may have some sporicidal value at higher temperatures.148 The most effective concentration is reported to be 60% to 70%, with effectiveness diminishing rapidly at concentrations below 50%, depending on the organism.123,139 Isopropyl alcohol is an alternative to ethyl alcohol with greater bactericidal efficacy but less virucidal activity.7,22 Unfortunately, because isopropyl alcohol is a more effective fat solvent, its use on skin should be limited.7 Iodophors are iodine-containing compounds in which the iodine is complexed to a high-molecular-weight carrier such as polyvinyl pyrrolidone (a polymer similar to dextran).22,179 Iodine is found in various forms in aqueous solutions, but its antimicrobial efficacy is largely due to molecular iodine (I2) and hypoiodic acid.93 Iodide (I−) has no antimicrobial value.51,150 The mechanism of action is incompletely understood but involves disordering protein structure, blocking protein synthesis, and altering the cell membrane.50 The use of a carrier serves to cause a slow continuous release of free iodine, while limiting undesirable properties such as staining and local toxicity.50,51 Rodeheaver and colleagues challenged the antibacterial efficacy of iodophors compared with noncomplexed aqueous iodine, but supported the idea that iodophors have fewer undesirable side effects.134 One of the most common iodophors is povidone-iodine. The concentration of free iodine increases as 10% povidone-iodine is diluted, reaching maximal concentration at about a 0.1% solution.17,93 One author has reported that iodine-alcohol preparations are more effective than aqueous-based versions, but this has not been widely supported by the general literature.19 Iodine, in its active forms, has rapid efficacy in killing bacteria, spores, viruses, and fungi.82 Efficacy against spores is dependent on prolonged contact time, but is still better than that of many other agents.154 As of 1993, no resistance to iodine had been noted, and the spectrum of activity was broad.49 Its activity is decreased in the presence of organic debris and blood,80,145 although possibly to a lesser extent than other agents.50,179 Caution should be used around open wounds because systemic iodine toxicity can result from absorption of iodine.22 Although the length of time that iodine maintains an effect after application is controversial, some persistence of its antimicrobial activity is likely because of elution from deeper skin layers to which it initially diffused.50 In dogs, povidone-iodine caused adverse skin reactions (erythema, edema, papules, wheals, or weeping) in almost 50% of animals—a higher rate than is observed with chlorhexidine gluconate.110 Povidone-iodine is lethal to canine embryonic fibroblasts at concentrations of 0.5% or greater, but concentrations of 1.0% or greater are necessary for bactericidal activity.140 Studies by Lineaweaver and others found that concentrations of .001% povidone-iodine maintained bacterial toxicity while sparing human fibroblasts.77,78 These investigations suggest that povidone-iodine should be used with caution around wounds or exposed tissues. A thorough review of the toxicity of povidone-iodine solutions has been published.179 The cationic bisbiguanide chlorhexidine is commonly used in veterinary medicine as chlorhexidine gluconate (a scrub preparation) or chlorhexidine diacetate (a solution).22 It is not considered to be sporicidal at normal temperatures, although sporicidal activity has been reported at higher temperatures (60° to 70° C).67,93,149 Chlorhexidine has variable efficacy against viruses and fungi.34 Recent research has confirmed that chlorhexidine is effective against multiple-drug-resistant strains of bacteria and methicillin-resistant Staphylococcus aureus.33 Its activity is reportedly reduced in the presence of organic debris and soaps,34,93 although chlorhexidine was not inhibited by organic debris (blood) when compared with povidone-iodine in at least one study.80 The activity of chlorhexidine varies with concentration: At lower concentration, it exerts a bacteriostatic effect by interfering with the cell membrane and causing leakage of cell contents; at higher concentrations, it has a bactericidal effect caused by coagulation of cellular contents.34,93 The specific concentration at which a given effect is observed varies with the bacterial species, as well as with duration of exposure.34 Surgical scrub formulations are recommended to be 2.0% to 4.0%, whereas wound treatment formulations are typically 0.05% or less, and disinfectant formulations are 0.5% to 2.0%.73 A benefit often attributed to chlorhexidine as a surgical preparation agent is residual activity.70,111,152 It is interesting to note that this claim is difficult to document well in the literature and to separate from the prolonged effects of thorough initial antiseptic preparation (independent of a true residual antimicrobial effect).76,82,119,156 Residual activity can result from a cumulative effect of multiple applications. Although definitive answers are elusive, it appears that some residual effect is seen with the use of chlorhexidine, and this effect is superior to any observed with povidone-iodine. A few studies indicate that chlorhexidine preparations with alcohol have improved efficacy compared with saline or aqueous solutions.10,11,118 The clinical significance of this difference may be questionable because of the magnitude of the effect.111 When chlorhexidine is combined with saline or lactated Ringer’s solution at certain concentrations, it forms a precipitate that does not diminish its antimicrobial activity.84 Chlorhexidine does not typically produce skin irritation, but is noted to be neurotoxic and ototoxic (in the middle ear).34 Additionally, at concentrations higher than 0.05%, and in certain formulations such as hand wash solutions or products with detergents, chlorhexidine can cause ocular damage.34 One investigator reported that at minimum bactericidal concentrations of 0.05%, chlorhexidine is lethal to canine embryonic fibroblasts.140 Even at these concentrations, the clinical effect on wound healing may not be significant.141 This and other work suggests that chlorhexidine, although of low overall toxicity, should be used with caution around wounds or exposed tissues.58,136 Triclosan is a derivative of hydroxydiphenylether, which is a member of the phenol family. The primary mechanism of action is cell wall destruction.70 It has broad bacteriostatic properties and can be combined with soaps without losing efficacy.43,93 Triclosan is less effective than chlorhexidine or povidone-iodine in terms of antibacterial activity and is intermediate in its residual effect.43,70,101 Little information is available on comparison of its antiviral activity. Its low toxicity allows its use in products from deodorants and toothpastes to hand washes. The concentration contained in some of these products may not yield efficacy that exceeds that of common soap.24,137 Widespread use has prompted debate about the development of strains of bacteria resistant to triclosan.88 Preparation of the surgical site involves a series of steps such as clipping of hair, removal of dirt and oils, and removal of microbes.19,122 Each of these steps has been performed in numerous ways and has been studied multiple times, but conclusions regarding the ideal method of patient preparation remain elusive. The primary goals in microbe reduction are widely considered to be the removal of transient organisms and a reduction in the number of resident floras.45 As our understanding of what constitutes a pathogenic strain of bacteria has changed, the degree of microbial reduction that is needed has been debated.9,122 Ultimately, although various studies have shown differing levels of microbe reduction with various protocols, very few have documented any associated effect on infection rate.19,40,135,152 In general, the specific routine should be dictated by the contraindications of the antiseptic used in reference to the individual patient, and accepted standard protocols should be followed.40 Although in most veterinary practices clipping of the hair is the first step in the preparation process, some thought should be given to bathing the patient. The subject remains somewhat controversial in the human literature, but studies have shown a decrease in microbial counts and a residual presence of antiseptic when preoperative showering is instituted.31,39,168 The value of this reduction in microbial counts must be weighed against the need to have a dry patient and the possibility of drying the skin, which might promote inflammation. Immediately after showering, the bacterial counts on skin may rise as deep populations of bacteria are liberated by opened pores and scrubbing.166 These counts return to preshowering levels or below within hours. As in all surgical preparation methods, the goal of bathing is to eliminate transient microbes. Clipping of hair around the operative site is traditionally a mainstay of veterinary surgical preparation. Both the timing and the method of hair removal have been evaluated in human and veterinary studies. Use of a razor (as opposed to clippers or depilatory creams) has been associated with higher incidences of surgical site infections.4,89,147,161 Several studies of human patients show that clipping immediately preceding surgery results in the lowest rate of infection.4,108,147 However, other studies of human patients did not find a significant influence of the timing of hair removal on rate of infection.89,161 Extrapolation of the results of these studies may not be directly applicable to veterinary patients, given the differences in hair density, length, and cleanliness. It is interesting to note that results for cranial surgery in human beings suggest that not removing hair may not increase the rate of infection.1,2,151,176 In the veterinary literature, clipping of hair at various intervals before surgery has been associated with higher rates of infection compared with clipping immediately preceding the procedure.27 This finding has not been consistent however.104 After removal of hair from the surgical site, the skin is scrubbed according to one of myriad protocols recommended in human and veterinary literature. Techniques in surgery most commonly include a chlorhexidine- or iodine-based scrub alternated with alcohol as a rough prep in the induction area, followed by a similar “sterile” scrub procedure in the operating room.53 Thorough scrubbing should strive to eliminate transient bacteria while achieving suppression of the resident flora that cannot be eliminated.83,122 Approximately 20% of the skin flora remains protected in deeper layers and follicles, no matter which protocol is chosen.92,146 In human beings, variability has been noted between individuals and between left and right sides in terms of microbial variety and quantity,20,152 although other studies have shown the left and right sides to be similar.166 Some areas of the body (e.g., nail beds) are more difficult to access, and the microbial loads in these areas remain highest after scrubbing; similarly, certain areas start with higher quantitative loads than others.57,166 It has been observed in human beings that resident flora may vary according to age, with children having a higher percentage of spore-forming bacteria.166 These observations caution against assuming that surgical scrubbing will guarantee freedom from surgical site infections, and make the precautions associated with following aseptic technique important.57 As has been stated, the use of povidone-iodine preparations, especially in 0.1% to 1.0% dilutions, provides rapid, broad-spectrum killing. Comparisons have been made between various chlorhexidine products and povidone-iodine–based preparations as used in both human and veterinary fields. In veterinary medicine, using one versus the other has not been shown to have a significant impact on bacterial counts, but povidone-iodine causes greater skin irritation.110,111,121 Chlorhexidine has been shown to be superior to chloroxylenol (PCMX) in the preoperative preparation of dogs, and has been reported to be superior to hexachlorophene and povidone-iodine in some human studies.82,115,152,155,167 Regardless of the antiseptic used, allowing appropriate contact time before surgery is important. Contact times can vary from as little as 30 seconds with some chlorhexidine-alcohol preparations to 2 minutes with povidone-iodine.19,81,172 Manufacturers’ recommendations should be followed when specific scrub products are used. Although alternating scrub and alcohol application is a common preparation protocol, the use of one-step surgical preparations (i.e., the use of only one product, typically applied a single time) has been found to decrease presurgical time and to increase simplicity. Rochat demonstrated that a one-step process using a 70% isopropyl alcohol agent in an iodophor base was equally effective when compared with a two-step povidone-iodine technique.133 Gibson reported similar results in a study of 100 dogs undergoing ovariohysterectomy.48 Additionally, the use of paint-only or spray-only techniques, as opposed to scrub-type techniques, seems efficacious.41,91 No value has been noted when gauze sponges are used to apply antiseptic rather than a sterile gloved hand.81 The use of antimicrobial adhesive drapes in combination with abbreviated skin preparation techniques has been investigated with mixed results.35 Studies in both human medicine and veterinary medicine have shown this technique to be equivalent or inferior to conventional techniques.47,109,112,171 Use of an adhesion-promoting preparation technique may minimize drape-lift, thereby increasing the efficacy of the method.63 Recent work has sought to further address the continued presence of endogenous flora in the area of the incision. The addition of liquid cyanoacrylate-based microbial sealants to the incision site before cutting has been shown to decrease wound contamination to a greater extent than the use of routing preparation (povidone-iodine) alone.164,175 Use of these sealants involves applying the product to the area before an incision is made. Although it has not yet been reported in the veterinary literature, this technique may be an economically useful addition to standard protocol. Additionally, specific effort has been devoted to addressing the unique aspects of scrubbing areas of the veterinary patient, specifically the paw.156 Using the same technique as is used on other parts of the patient is appropriate for the paw, as long as particular attention is paid to scrubbing areas that are difficult to reach.117,157 It has been noted that incorporation of an impermeable barrier into the distal leg wrap will help prevent bacterial strike-through during surgery.169 Standard surgical scrub suits are worn to decrease dissemination of bacteria into the operating room environment and to promote a clean surface on clothing. Shedding from operating room personnel is the primary source of contamination in the operating room environment; men are worse shedders than women.18,125 Closely weaved fabric decreases the degree of bacterial dissemination, but the overall effect of scrub suits on the environment is questionable.18,90,126 Routine surgical scrub suits do little to limit the dispersion of bacteria, so suits of tighter weave and better design should be sought.18 The use of such suits is preferable to the use of street clothes, and scrub suits with elastic cuffs or other occlusive seals are better yet.14 Routine laundering does little to decrease pathogenic bacteria on scrub suits.96 When barrier fabrics, whether scrub suits, gowns, or drapes, are discussed, it is common to refer to them without fully describing their material construction, likely because a large array of materials are currently used, and relevant data are not always readily available. The material originally used with any frequency was cotton muslin woven with 140 threads per inch. This material (after being wetted) is quickly penetrated by moisture and bacteria.12,13 Later, nonwoven materials formed from nonwicking fibers were found to be resistant to water, except under significant pressure. These paper-like products are not launderable. Additionally, launderable, tightly woven material with 280 threads per inch and treated to be water resistant has become available (e.g., Quarpel). Although the 140-count material is not suitable as a barrier material, the latter two products are suitable. Treated 280-count materials have been shown to lose their barrier properties after 75 laundry cycles.144 Preparation of the surgeon’s hands has changed greatly over the course of surgical history, and excellent reviews have been published.23,157,160 Typically, the hands have high concentrations of unique bacteria.11,166 The area around and under the fingernails typically has the highest bacterial numbers, even after scrubbing.101 Use of an antiseptic and an ethanol cleanser will dramatically decrease bacterial counts, but these numbers will rebound to prescrub levels within 8 hours, and even the population distribution will return to normal within 2 to 3 days.11,85 The ideal method of hand preparation is quick, effective, nonirritating, and cost-effective, and has residual action. Recommendations vary, but trends toward hand rubbing as opposed to scrubbing and the use of quick alcohol-based methods predominate. The traditional use of a scrub brush was shown in several studies to have little significance.79,106,170 Even the use of nail picks or bushes has been questioned, despite higher bacterial counts in those areas.158 Surgeons should be aware that some evidence suggests that frequent surgical scrubbing of the hands may alter normal flora or epidermal integrity to the extent of creating a state whereby higher numbers of pathogenic and nonpathogenic bacteria may be found on the skin.28 Additional research is needed to definitively explore the effects of various scrub protocols on the skin flora of surgeons and the significance of any changes. Chlorhexidine-containing preparations have been shown to be more effective than povidone-iodine products, although both formulations significantly decrease bacterial numbers.116,119 Although povidone-iodine and chlorhexidine solutions continue to be commonly used, their use in an aqueous vehicle offers disadvantages and is waning compared with the use of an alcohol-based preparation. Several studies support the contention that chlorhexidine is more effective than povidone-iodine in reducing bacterial counts and in maintaining that reduction.69 This difference has not been universally noted and may be more prevalent in testing for residual effect.106 Some evidence suggests that avoiding a final rinse when using chlorhexidine increases its effectiveness.32 As early as the 1960s, the value of shorter scrub times was recognized and investigated. Initial scrub times of 10 minutes or longer were reduced to 5 minutes when equal efficacy was demonstrated.36 The development of alcohol-based scrub solutions has shown that scrub times of 2 minutes, or even 1.5 minutes, can be as effective as traditional 3 or 5 minute scrubs, depending on the agent used.60,64,107,173 The ability to shorten scrub times in such a manner is dependent on the newer alcohol-based agents. The efficacy of these agents has been demonstrated satisfactorily in many studies.25,66,72,160 Although these products tend to combine an alcohol with a traditional antiseptic, the alcohol seems to be the key to their effectiveness.138 Despite this observation, it has been noted that the combination of alcohol and antiseptic (ethanol and chlorhexidine) is more effective than either agent alone.99 Romatowski noted that the value of a short surgical scrub depends on whether the scrub is performed correctly.135 Additionally, surgeons should be cautious when changing scrub products because the efficacy of these agents varies.65 Surgeons should search the literature pertaining to the specific product they intend to use, because following the manufacturer’s instructions regarding scrub time, volume, and method of application is important.113 Surgeons with larger hands may require greater volumes of solution, and precise guidelines may not be available.65 Despite these limitations, the quick alcohol-based solutions are effective and desirable. Somewhat counterintuitively, they are less drying to the skin than traditional products.118 One study showed that their overall effect on skin dryness, erythema, and roughness was less when compared with conventional scrubbing.52 This fact, in combination with their ease of application, has led to greater compliance with appropriate use.114 Although traditional protocols call for removal of rings and nail polish before scrubbing for surgery, these recommendations have not been well researched. Recent studies found no effect on bacterial counts when rings were removed before scrubbing.3,8,177 No note was made of the style or size of rings worn in most of these studies, although this is likely to influence findings. Wedding bands have been associated with higher incidences of glove perforations.105 Until additional studies have been conducted, removal of rings with all but the simplest designs is recommended.
Preparation of the Patient, Operating Team, and Operating Room for Surgery
Antiseptics
Iodophors
Chlorhexidine
Triclosan
Preparation of the Patient
Preparation of Surgical Personnel
Scrubbing Hands
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Preparation of the Patient, Operating Team, and Operating Room for Surgery
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