Regulation of Antimicrobial Use in Animals


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Regulation of Antimicrobial Use in Animals


Alan Chicoine and Keith E. Baptiste


Judicious use of antimicrobials in animals presents unique challenges not encountered in other medical fields. For example, consideration is given not only to the target pathogen(s) affecting animal health (including impacts on antimicrobial resistance), but also effects of antimicrobial use on nontarget zoonotic bacteria (e.g., Campylobacter) and the environmental impact from spreading untreated agricultural animal waste. Because of these broad One Health implications of antimicrobial use in veterinary medicine, approval and pharmacovigilance of such products are subject to extraordinary regulatory oversight, not required for other classes of veterinary pharmaceuticals.


In many jurisdictions, the regulation of antimicrobial “use” in animals has historically focused not on the actual use of antimicrobials in the field but rather on regulations surrounding antimicrobial approval by regulatory authorities (i.e., “premarketing evaluation”). While this premarket evaluation of antimicrobials by regulatory authorities is an important first step towards judicious antimicrobial use, it is inherently incomplete. The actual postauthorization usage patterns of antimicrobials (including extra‐label uses) and the regulations (or lack thereof) surrounding such use require significant attention as well. This chapter describes and compares regulations applicable to both premarketing and postauthorization antimicrobial use in various jurisdictions.


Regulations Surrounding Premarketing Authorization of Antimicrobials


Regulatory agencies routinely evaluate multiple aspects of any new veterinary drug product, including the following.



  • Quality control, including production under Good Manufacturing Practices (GMP), product potency, purity, and stability (expiry dates).
  • Therapeutic efficacy of the product to support the label indications.
  • Safety in the target animal species.
  • Safety relating to occupational exposure (user safety).
  • Food safety of products used in food‐producing animals, including derivation of Health‐Based Guidance Values (HBGV) necessary to complete a risk assessment of veterinary drug residues such as Acceptable Daily Intake (ADI), Acute Reference Dose (ARfD), Maximum Residue Limit (MRL), and withdrawal periods.
  • Environmental impact assessment.
  • In some jurisdictions, a formal benefit:risk assessment is produced.

Article 6.10.3 of the OIE Terrestrial Animal Health Code outlines broad requirements for evaluation of new veterinary drug products. The International Cooperation on Harmonization of Technical Requirements for Registration of Veterinary Medicinal Products (VICH, www.vichsec.org), a joint body consisting of government and industry participants from the European Union, Japan, and the United States with observers from Canada, Australia, and New Zealand, has produced numerous guidance documents outlining harmonized study protocols, criteria, and standards for registration of new veterinary drugs. Many jurisdiction‐specific guidance documents are also available, often referencing the VICH. See Table 25.1 for a select list of guidance documents related to generating antimicrobial‐related data necessary for the premarketing authorization of veterinary antimicrobial drug products.


Table 25.1 Recent guidance documents for generating antimicrobial‐related data necessary for premarketing evaluation of veterinary antimicrobial drug products.




































Author Year Title/Section Topic
OIEa 2014 Article 6.10.3 Responsibilities of the Competent Authority
VICHb 2004 GL27 Preapproval information for registration of new veterinary medicinal products for food‐producing animals with respect to antimicrobial resistance
VICH 2019 GL36(R2) Studies to evaluate the safety of residues of veterinary drugs in human food: general approach to establish a microbiological ADI
FAO/WHOc 2017
Guidance document for the establishment of Acute Reference Dose (ARfD) for veterinary drug residues in food
Piñeiro and Cerniglia 2020
Antimicrobial drug residues in animal‐derived foods: potential impact on the human intestinal microbiome. J Vet Pharmacol Ther 2020;44:215‐222.
Boobis et al. 2017
Characterizing chronic and acute health risks of residues of veterinary drugs in food: latest methodological developments by the joint FAO/WHO expert committee on food additives. Crit Rev Toxicol 2017;47:885‐899.

a www.oie.int/fileadmin/Home/eng/Health_standards/tahc/2018/en_chapitre_antibio_use.htm


b https://vichsec.org/en/guidelines.html


c https://iris.who.int/bitstream/handle/10665/340568/9789241512626‐eng.pdf?sequence=1&isAllowed=y


Developments in Premarketing Evaluation of Veterinary Drugs


When regulatory agencies evaluate the human safety risk of veterinary drugs, the primary focus historically has been drug residues in animal‐derived food products, discussed in Chapter 26. For most veterinary products, the primary hazard is the potential toxicological impact on humans of drug residues (parent drug and/or metabolites) present in animal‐derived foodstuffs. However, in the case of antimicrobial products administered to food‐producing animals, additional risk evaluation is necessary. This section discusses current practices and ongoing developments in the premarketing evaluation of veterinary antimicrobial drugs.


Risks Due to Antimicrobial Residues in Animal‐derived Foodstuffs


Minute quantities of microbiologically active drug residues are evaluated for their potential impact on the human gastrointestinal flora. This impact may be through colonization barrier disruption (i.e., changes in normal human gut flora) or the emergence of antimicrobial resistance in enteric microorganisms. Quantitative assessment of minimum inhibitory concentration (MIC) data allows for the generation of a HBGV known as the microbiological Acceptable Daily Intake (mADI). This is typically calculated from the lower 90% confidence interval for the mean MIC50 of the most susceptible genera typically present in the human colon. The mADI is based on chronic consumption of this antimicrobial residue and considers typical food consumption patterns over a lifetime.


However, when considering potential acute exposure to antimicrobial residues (such as after ingestion of an extremely large meal, or consumption of a tissue injection site containing high concentrations of residues), a different HBGV known as the microbiological Acute Reference Dose (ARfD) is considered. Because of its acute nature, the endpoint of concern for the microbiological ARfD will be disruption of colonization barrier (emergence of resistance is typically not considered, unless such concerns exist following a single exposure).


Once the microbiological ADI and ARfD are determined for the compound, Maximum Residue Limits (MRLs) are derived to ensure that human exposure to such antimicrobial residues, using standardized food consumption values, will not exceed either HBGV.


Other Risks of Antimicrobials Evaluated During Drug Approval Process


Human ingestion of microbiologically active residues of veterinary drugs administered to food animals is not the only concern when evaluating veterinary antimicrobial products. Antimicrobial resistance risks to the target animal itself and the potential for zoonotic transmission of antimicrobial resistance pathogens to humans (e.g., companion animal owners, farm workers, food or the environment) from treated animals are other considerations. For example, while the antimicrobial residue risk may focus on colonization barrier disruption (i.e., changes to the human gut flora), the antimicrobial risk assessment may also consider changes to the target animal’s enteric flora after antimicrobial administration. This is particularly relevant if treated animals demonstrate increased shedding of potentially pathogenic species such as Salmonella or Campylobacter, thus increasing the potential for zoonotic transmission to humans or contaminating the carcass during food processing.


For antimicrobials administered to companion animals such as dogs and cats, emergence of antimicrobial resistance in commensal bacteria in the oral cavity, mucosa, or skin of treated animals (such as methicillin‐resistant staphylococci) is an increasing concern. However, antimicrobial use in companion animals has, to date, received only a fraction of the regulatory attention as use in food‐producing animals. This is best exemplified by the US Center for Veterinary Medicine’s Timeline of FDA Action on Antimicrobial Resistance (2020) of which only one of 44 points relates specifically to companion animals, specifically to begin data collection on antimicrobial use in dogs and cats.


User safety (occupational exposure) and environmental risk assessment are also considered during the veterinary antimicrobial approval process. For example, the limited absorption of some oral antimicrobial agents (e.g., aminoglycosides, colistin, ionophores, tetracyclines, etc.) administered in feed results in large quantities of unchanged antimicrobials in manure. The environmental risk assessment of medications used in aquaculture operations is also rigorous. Any medicated feed not consumed by the fish, or drug ingested but subsequently excreted unchanged, results in active drug available to other organisms in the aquatic environment.


Antimicrobial Human Health Risk Assessment During the Drug Approval Process


The human health risk assessment estimates the likely increase in antimicrobial‐resistant pathogens in the treated animal, the probability of human exposure to the resistant bacteria from the treated animal, and finally, the likelihood that such exposure to the resistant strain will produce negative health consequences (i.e., the severity of outcome) in people. One determinant of the “severity” of any potential infection is the availability of human‐approved antimicrobial formulations likely to be effective in treating such a resistant zoonotic pathogen. As also discussed in Chapters 20 and 23, under critically important antimicrobials, the World Health Organization (WHO) has categorized antimicrobial drugs based on their relative importance in human health (i.e., for treating infections in people, not in animals) (WHO, 2024). The WHO’s sixth iteration lists two criteria and three prioritization factors of importance of antimicrobial drugs, with drugs in criterion 1 being in an antimicrobial class that is the sole therapy, or one of limited available therapies, to treat serious bacterial infections in people.


Many national regulatory organizations have comparable antimicrobial categorization schemes for veterinary drugs based on importance in human medicine (see Chapter 23, Table 23.2). Broadly speaking, the various categorization schemes have significantly more similarities than differences. However, differences between antimicrobial categories do result from differences in terminology, in antimicrobial availability, or in local usage patterns in veterinary and/or human medicine (see Table 23.2).


Producing a robust antimicrobial resistance risk assessment during the veterinary drug approval process is an exceptionally complex process, requiring multiple inputs which are often unknown or have high degrees of uncertainty. Despite these ongoing challenges, development of numerous new approaches in antimicrobial resistance modeling offers promise for improving the quantitative risk assessment (Chandrasekaran and Jiang, 2019).


Veterinary Oversight and Therapeutic Use Considerations


Although some jurisdictions (e.g., Scandinavia) have long had veterinary oversight of all antimicrobials sold for veterinary use, other jurisdictions have historically had some or all veterinary antimicrobials available for purchase without oversight. In North America, until recently, some older antimicrobials approved for use in food animals (e.g., procaine penicillin G, short‐acting oxytetracycline, sulfonamide or aminoglycoside boluses) could be purchased (over the counter, OTC) without a veterinary prescription. This practice was recently changed in the United States through the FDA’s Center for Veterinary Medicine adoption of Guidance for Industry (GFI) #209 (2012) and #213 (2013), which require veterinary oversight for all medically important veterinary antimicrobials used in feed/water. Likewise, in 2018, Health Canada placed all remaining OTC antimicrobials approved for veterinary use on the Prescription Drug List (PDL).


Such changes in veterinary oversight of antimicrobial use necessarily shift the responsibility of antimicrobial stewardship towards veterinary practitioners, specifically requiring a robust veterinary–client–patient relationship (VCPR). Increased veterinary oversight is generally considered to improve responsible use of antimicrobials. However, major concerns regarding veterinary antimicrobial oversight persist, including the potential for conflicts of interest inherent in the typical business distribution model of veterinary practice. Unlike human medicine, in most countries veterinarians are allowed to profit from pharmaceutical sales to clients, as part of their total income. The exception is Scandinavia where income only stems from veterinary services.


In complementary regulatory changes, many jurisdictions have also enacted label changes to limit the use of medically important antimicrobials in food‐producing animals to those considered necessary for assuring animal health (i.e., the treatment of diagnosed infectious conditions). The result of this change was to remove any nonhealth‐related label indications (such as growth promotion/increased feed efficiency) of such products. Since many veterinary antimicrobials with growth promotion claims also had therapeutic/preventive claims, clear regulatory guidance describing the specific conditions under which antimicrobial mass medication is justified for the prevention (prophylaxis) or control (metaphylaxis) of infectious disease minimizes the potential for such use as a cover for growth promotional effects (see Chapter 24).


Changes in antimicrobial drug use in food animals, especially in the higher income countries (see Chapter 23), in recent years have led to a remarkable reduction in antimicrobial drug use and antimicrobial resistance (AMR) in “indicator” surveillance bacteria, and to significant changes in the quality of their use, as part of efforts by individual countries, the veterinary profession, and food producers to improve antimicrobial stewardship in animals within a One Health context. Global efforts to improve antimicrobial stewardship in animals by veterinarians and producers in lower‐ and middle‐income countries are discussed in Chapter 21.


Duration of Use Considerations


Subsequent to strengthening veterinary oversight and removal of growth promotion claims for antimicrobials, North American regulatory agencies are now reevaluating label directions for medically important veterinary antimicrobials in feed with unspecified or prolonged durations of use (see Chapters 21 and 23). The intent is to limit use to those times in which an antimicrobial effect is truly necessary for animal health, thus minimizing unnecessary antimicrobial use.

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Mar 15, 2026 | Posted by in GENERAL | Comments Off on Regulation of Antimicrobial Use in Animals

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