8: Oxygenation and ventilation

CHAPTER 8
Oxygenation and ventilation


Christin Reminga and Lesley G. King


University of Pennsylvania, Philadelphia, Pennsylvania


Introduction


Lungs allow the exchange of oxygen (O2) and carbon dioxide (CO2) between blood and room air. Respiratory gas transport is essential for cellular metabolism and thus organism sustainability, requiring ventilation, pulmonary gas exchange, and O2 transport to and from the tissues. Ventilation and oxygenation are distinct but interdependent physiological processes.


Ventilation is the movement of gas into and out of the alveoli. Under the control of brainstem respiratory centers in spontaneously breathing animals, skeletal muscle (diaphragm and intercostal muscles) uses energy to generate the mechanical force responsible for lung expansion. Mechanical expansion of the thoracic cavity creates a negative transpulmonary pressure gradient that causes air to flow into the lungs by conduction. Air from the atmosphere starts at the nares and is conducted through the nasopharynx, larynx, trachea, and into the mainstem bronchi. The bronchi split several times (airway generations), ending in the terminal respiratory units of the lung that are lined with alveoli. Exhalation is a passive process because of thoracic skeletal muscle relaxation and the lung’s intrinsic elastic properties [1].


Minute ventilation describes the total volume of air moved into and out of the lungs in one minute, and is determined by the product of the respiratory rate and the tidal volume. Respiratory rate is primarily controlled centrally, while tidal volume depends on the integrity of neural control (including spinal cord and peripheral nerves), respiratory muscles, and the respiratory conduction system. Minute ventilation is primarily controlled by changes in blood CO2, which alter cerebrospinal fluid (CSF) pH. Changes in CSF pH are then detected by brainstem respiratory centers, which directly alter ventilation in order to maintain CO2 within a narrow range. Ventilation increases in response to an elevation of arterial CO2 (hypercapnia), and decreases if there is low CO2 (hypocapnia). This relationship can change in animals with chronic hypoxemia, when oxygenation can become one of the primary drivers of respiration [2].


While ventilation can be thought of as the delivery system that presents oxygen‐rich air to the alveoli, oxygenation is the process of delivering O2 from the alveoli to the tissues in order to maintain cellular activity. Oxygenation is a complex process that involves the respiratory, cardiovascular, hematological, and cellular transport systems.


In order for O2 to move from the alveoli to the tissues, the mode of transportation changes from conduction to a more efficient means called diffusion, in which a molecule passively moves along its concentration gradient. O2 diffuses across the alveolar epithelium, pulmonary interstitium, and the pulmonary capillary endothelium, where it dissolves in plasma and then binds to hemoglobin (Hgb). The concentration gradient between high atmospheric O2 and lower venous O2 allows rapid diffusion in the healthy lung. At the same time, CO2 readily diffuses from the bloodstream into the alveoli, to be subsequently exhaled.


For adequate pulmonary O2 diffusion, ventilation and pulmonary capillary perfusion of individual alveolar units need to be in balance. This is described as the ventilation‐perfusion (V/Q) ratio. Alterations in V/Q can lead to a decrease in arterial O2 content (hypoxia) with or without changes in arterial CO2 [2].


Once dissolved in plasma, O2 enters erythrocytes to bind to Hgb molecules. Up to four O2 molecules can bind to one Hgb molecule, with only a small portion of O2 remaining dissolved in the plasma. Binding of each O2 molecule results in a conformational change of the Hgb molecule, which facilitates an increased rate of binding of subsequent O2 molecules. The relationship between the concentration of O2 dissolved in the plasma and the percent saturation of Hgb with oxygen is therefore nonlinear, characterized by a sigmoid bend (Figure 8.1) [3]. The total amount of O2 carried in the blood is known as the O2 content (CaO2) and is related to the amount of oxygen dissolved in the plasma, the amount of Hgb, and the saturation of Hgb with O2 (Table 8.1).

Image described by caption.

Figure 8.1 Oxyhemoglobin dissociation curve describing the relationship between partial pressure of oxygen (PaO2, x‐axis) and the oxygen saturation (y‐axis). Oxygen saturation (SaO2) is the percentage of arterial hemoglobin that is saturated with oxygen. The nonlinear relationship between the concentration of oxygen and its ability to bind hemoglobin is represented by a sigmoid curve.


Table 8.1 Important arterial and venous oxygenation indices.

































Arterial oxygenation indices Indication Interpretation
Alveolar‐arterial O2 gradient
A‐a gradient = PAO2 – PaO2
Where PAO2 = 150 – (PaCO2/0.8)


Distinguish hypoxia due to pulmonary parenchymal disease from that induced by hypoventilation; to standardize changes in oxygenation between ABG sampling at different ventilation rates; helps assess integrity of alveolar capillary unit


Normal A‐a gradient <20 on room air,
higher at higher FiO2 (normal values not standardized at FiO2 values >21%).
Increased gradient occurs with right to left shunting, pulmonary embolism, ventilation/perfusion mismatch. If lack of oxygenation is proportional to low
respiratory effort due to hypoventilation,
then the A‐a gradient is not increased. A healthy animal that hypoventilates will
have hypoxia, but will have a normal A‐a gradient. High CO2 levels from hypoventilation can mask an existing
high A‐a gradient due to concurrent lung disease
PaO2/FiO2 ratio

Used to quantify severity of hypoxemia at varying percentages of inspired O2; useful when O2 supplementation cannot be removed during ABG sampling


Normal ratio is >400. A ratio <300
indicates moderate to severe disruption of
gas exchange. A ratio <200 is suggestive of ARDS or other severe pulmonary diseases (pneumonia, pulmonary thromboembolism)
Oxygen content
CaO2 =
1.34 × Hgb × (SaO2/100) + [0.0031 × PaO2]


Used to quantify the total O2 content of blood


Normal = 20 mL/dL. Changes in dissolved O2 will have much less impact on O2
content than Hgb disturbances
Tissue O2 delivery
DO2 = Q × CaO2
DO2 = (HR × SV) × 1.34 × Hgb × (SaO2 /100) + [0.0031 × PaO2]
where Q = cardiac output (L/min) = HR × SV



Normal = 20–35 mL/kg/min (790 mL /min/m2). As DO2 decreases, it eventually reaches critical O2 delivery threshold (8–11 mL/kg/min)
Tissue O2 uptake/consumption
VO2 = Q × (CaO2 – CvO2)



Normal = 4–11 mL/kg/min (164 ml/min/m2)
Oxygen extraction ratio (OER)
OER = VO2/DO2



Normal: 20–30% of delivered oxygen is taken up by tissues. Major changes in DO2 or increases in tissue metabolic demands will increase O2 extraction. Once DO2 reaches critical O2 delivery threshold, tissue O2 extraction is limited by insufficient DO2.
DO2 must be improved to increase O2 extraction and VO2
Venous oxygenation indices
Venous O2 saturation (SvO2)

O2 saturation of Hgb as it leaves the right side of the heart; central catheter with tip in pulmonary artery for ABG sample.
ScvO2 – central catheter with tip in right atrium for ABG sample.


Important in determining tissue O2 extraction; provides insight into adequacy of cardiac output during critical illness


SvO2 and ScvO2 are interpreted in similar manner to monitor changes in O2 extraction. Normal SvO2 is 60–80% with ScvO2 > 70%. Low SvO2 indicates increased O2 extraction. High SvO2 indicates reduced O2 extraction (such as might occur in sepsis, carbon monoxide poisoning)

A, alveolar; a, arterial; ABG, arterial blood gas; CaO2, oxygen content; CO2, carbon dioxide; CV, central venous; DO2, oxygen delivery; FiO2, fraction of inspired oxygen; Hgb, hemoglobin; HR, heart rate; O2, oxygen; P, partial pressure; Q, cardiac output; S, saturation; SV, stroke volume; v, venous; VO2, tissue oxygen uptake/consumption.


Once delivered to the tissues, O2 bound to Hgb dissociates and diffuses into the cellular mitochondria for energy production. The rate of diffusion is governed mainly by differences in transmembrane partial pressures, but also by gas solubility in the tissue.


CO2 is the main endproduct of aerobic metabolism and causes respiratory acidosis if it is not promptly removed from the body by alveolar ventilation. It too uses diffusion as the form of transport and is carried to the lungs dissolved in plasma and, to a lesser extent than O2, attached to Hgb.


Respiratory failure is diagnosed when there is a deficit in arterial O2 (hypoxemia) or the accumulation of CO2 (hypercapnia) due to abnormalities within the respiratory system or neurological control of ventilation. It is important to identify a decline in ventilation and oxygenation early in the course of critical illness to prevent the ensuing cascade of detrimental cellular events. Identifying the inciting cause of respiratory failure and anticipating the consequences requires the timely implementation of diagnostic and monitoring procedures.


Diagnostic and monitoring procedures


Patients with oxygenation or ventilation disorders can experience a rapid and life‐threatening change at any moment. Hypoxic animals can decompensate rapidly with even minimal restraint. A staged strategy for evaluation is essential, addressing the most life‐threatening conditions first. Co‐morbidities can result in respiratory compromise even though the respiratory physical examination is unremarkable. Therefore oxygenation and ventilation parameters should be evaluated in all hospitalized patients, and ideally continuously monitored in those that are critically ill.


Upon triage, a brief physical examination focusing on the respiratory, cardiovascular, and neurological systems is often all that can be performed in animals with severe respiratory distress. Immediate O2 supplementation should be provided. An enclosed O2 cage can provide visualization of the animal while decreasing their stress from hospital transport and handling, especially in cats. Attention is paid to the environmental temperature and CO2 concentration in any enclosed supplemental O2 environment. Anxiolytic agents may be indicated if anxiety is compounding the respiratory distress; these should be avoided or used cautiously in patients with respiratory muscle fatigue. Emergent anesthetic induction and endotracheal intubation followed by ventilation with 100% oxygen may be required if the animal is experiencing severe work of breathing.


Often the history and physical examination are the only diagnostic tests possible until the patient has been further stabilized. In‐hospital point of care (POC) testing can follow, providing immediate data. Clinicopathological testing and imaging procedures are done to further identify an underlying cause for any respiratory compromise when the patient can tolerate restraint and diagnostics. Throughout the process, careful monitoring and patient support are required to avoid decompensation.


History


The history begins with the signalment (age, sex, breed), with breed predilections for respiratory disease considered (such as brachycephalic syndrome, hypoplastic trachea, and tracheal collapse). Hereditary causes of heart disease could be a cause of pulmonary edema or other respiratory distress. The past medical history could identify problems such as heart murmur, vomiting, asthma or other findings that could contribute to the onset of breathing abnormalities. The recent history can reveal vaccination status, exposure to other animals or a travel history that may pose a risk for infectious disease. The current problems should be described to include the onset and progression of clinical signs. Exercise intolerance, potential exposure to inhaled toxins (such as smoke, strong perfumes, incense, gases, sprayed chemicals) and a description of any breathing changes, such as coughing, open‐mouth breathing or loud breathing, warrant further investigation.


It is important to have a description of the respiratory rate (such as fast, slow, normal) and effort (such as open‐mouth, lips drawn back, elbow abducted with neck extended) observed in the patient. A description of any coughing heard can be important. There are three main types of cough that can be described for the dog and cat. Purposeful coughing is the beneficial expelling of foreign material or mucopurulent exudate such as might occur due to foreign body inhalation, infectious tracheobronchitis or pneumonia. This cough is loud and harsh, often occurring in a series until the animal swallows or there is expulsion of sputum or foreign material. Cautionary coughing is a manifestation of a systemic disruption, which can be life‐threatening, such as pulmonary edema (congestive heart failure, acute respiratory distress syndrome) and pulmonary hemorrhage (rodenticide, leptospirosis). This type of cough has a soft sound, often occurring in a series. An irritating cough is a nuisance to the patient, as might occur in animals with mild tracheal collapse or chronic bronchitis. This is often a progressive chain of “goose‐honking” sounds.


Physical examination


The physical examination is the most important tool to help narrow down the cause of respiratory failure when other diagnostic tools are not possible due to the fragile condition of the patient. Characterizing the respiratory pattern by simple observation can be an incredibly informative initial approach. Common respiratory rates and patterns are described with possible localization within the respiratory tract in Table 8.2. An abnormal breathing pattern develops as an adaptive process to minimize the effect of abnormal forces applied to the respiratory system. Distinct breathing patterns, if observed, may be helpful in determining the underlying pathology and next diagnostic or therapeutic steps.


Table 8.2 Common findings on physical examination reflecting respiratory distress.




























































Finding Interpretation Etiology
Altered facial structure or discharges Possible impairment of upper airway Neoplastic, fungal, bacterial or viral disease; in young patient may include congenital abnormalities
Decreased nasal flow Obstruction of nasal passages or nasopharynx Neoplastic, fungal, bacterial or viral disease, polyps and foreign object
Pale mucous membranes Vasoconstriction or anemia Many
Cyanotic mucous membranes Decreased oxygen bound to hemoglobin Altered hemoglobin (toxicity) or hemoglobin desaturation (hypoxemia). Cyanosis may not be seen if anemia is present
Red mucous membranes Vasodilation or toxicity Hyperthermia, systemic illness/SIRS, cyanide, CO
Tracheal auscultation Stertor, stridor, wheezes See Table 8.3
Thoracic auscultation – wheezes Lower airway disease Edema, inflammation, bronchoconstriction, or foreign material/object in lower airways
Thoracic auscultation – increased airway sounds Nonspecific finding possibly associated with increased respiratory effort Any airway or lung disease
Thoracic auscultation – crackles (fine or coarse) Parenchymal or interstitial disease Fine crackles at end inspiration may indicate fluid accumulation in alveoli and airways, e.g. pneumonia, hemorrhage (contusions), edema, infectious, ARDS, etc.
Coarse crackles, often during both inspiration and expiration, may indicate airways snapping open and closing, e.g. idiopathic interstitial fibrosis
Thoracic auscultation – decreased sounds, less commonly pleural friction sounds Pleural space disease Pyo‐, hemo‐, hydro‐, chylo‐, pneumothorax, masses or lung torsion, diaphragmatic hernia, pleural fibrosis
Thoracic auscultation – gut sounds Diaphragmatic hernia Congenital or traumatic diaphragmatic hernia
Cardiac auscultation Murmurs, gallop sounds (cats), arrhythmias Cardiac dysfunction – structural, electrical or metabolic disease
Pulse quality Decreased Cardiac disease, shock, hemorrhage

Patients with mild upper airway disease can have a change in voice, gagging, retching, and coughing. Severe upper airway abnormalities cause noises that are audible without a stethoscope, as well as gasping, retching or vomiting, and orthopnea. Two types of upper airway sounds are recognized. Stertor is a low‐pitched or snoring inspiratory sound, due to a lesion located in the nasal passages, soft palate or nasopharynx. Stridor is a coarser, more raspy and higher pitch sound, that is due to a laryngeal or tracheal abnormality. Upper airway sounds may be underappreciated if the patient is enclosed in an O2 chamber [4]. Upper airway obstruction is associated with an “obstructive” breathing pattern with the loudest sounds on inspiration (such as laryngeal paralysis). Lower airway obstruction primarily affects exhalation [5].


Rapid, shallow breathing suggests a “restrictive” breathing pattern, most compatible with lung parenchymal pathology (such as pulmonary edema, pneumonia, pulmonary fibrosis). Paradoxical respiration is characterized by asynchrony between the movement of the chest and the abdomen, more typical of pleural space disease or of respiratory muscle fatigue [6,7].


Body posture can be important in assessing the severity of respiratory distress (Figure 8.2). In cats, open‐mouth breathing is commonly a sign of respiratory failure or severe anxiety. In dogs, open‐mouth breathing allows direct air flow through the oropharynx rather than the nasopharynx to avoid the increased airway resistance within the nasal turbinates. The neck is extended to straighten the trachea and further decrease airway resistance. Dogs tend to stand or prefer sternal recumbency, and abduct their elbows, all of which optimize thoracic compliance by avoiding compression of the expanding chest. Open‐mouth breathing in dogs must be differentiated from panting secondary to hyperthermia, fear or anxiety. In panting dogs, the tidal volume is small and each breath primarily moves dead space rather than excessively ventilating the alveoli. The minute ventilation and arterial CO2 remain normal.

Photo of a cat presenting signs of severe dyspnea: open-mouth breathing, neck extension, and elbow abduction. Photo of a dog presenting signs of severe respiratory distress: extended head and neck, open mouth, standing posture, and abducted elbows.

Figure 8.2 Orthopnea in a dog and a cat. (a) Severe dyspnea in a cat with orthopnea due to congestive heart failure. Note the open‐mouth breathing, neck extension, and elbow abduction.


Source: courtesy of Dr Dana Clarke.


(b) Severe respiratory distress in a dog that presented with congestive heart failure. Note the extended head and neck, open mouth, standing posture, and abducted elbows.


During clinical evaluation, a cough should be induced by palpation and compression of the cervical trachea. The resultant cough is categorized as moist or productive, dry or hacking or honking. However, the cough in itself is not pathognomonic for any particular disease process. Differentials for an inducible cough include collapsing trachea, laryngeal and pharyngeal dysfunction, tracheitis, tracheal masses, and bronchitis. A cough may also be elicited in patients with esophageal dilation (megaesophagus), esophagitis, allergic airway disease, asthma, pulmonary hemorrhage, pneumonia, heartworm infection, and pulmonary edema (dogs). Mediastinal masses, pulmonary thromboemboli, tracheobronchial lymphadenopathy, and left atrial enlargement should also be on the differential list. Patients assessed as having a potentially contagious cause of coughing should be in isolation if hospitalized. In dogs, canine infectious respiratory disease complex includes viral and bacterial agents as well as parasites, while in cats contagious diseases targeting the respiratory tract include viruses, Mycoplasma species, and lungworms.


A more thorough examination can be performed once life‐threatening problems have been stabilized. Common physical examination findings associated with respiratory distress are listed in Table 8.3.


Table 8.3 Physical examination changes observed with respiratory distress.






























































































Respiratory pattern Description Suggested localization Mechanism
Tachypnea Increased respiratory rate, >12 breaths/minute Not specific – respiratory or nonrespiratory disease Build‐up of CO2 causes respiratory acidosis, stimulating the respiratory centers of the brain. Respiratory causes can include any airway or lung disease. Nonrespiratory causes include stress, anxiety, increased activity, drugs, pain
Panting Open‐mouth breathing with short, quick breaths, tongue out (must be distinguished from hyperventilation) Not specific – respiratory and nonrespiratory problems Low tidal volume per breath. Peripheral thermal receptors stimulate brain to initiate panting as an effective mechanism of heat exchange in the dog. Many causes: pain, anxiety, fear, exercise, hyperthermia, drugs, respiratory or endocrine disease
Orthopnea, shortness of breath when lying in lateral recumbency Sternally recumbent or standing with head and neck extended, elbows abducted, open mouth Not specific – respiratory disease Improved ventilation perfusion matching in sternal recumbency or standing. Attempting to decrease airway resistance to air flow and optimize thoracic compliance
Stertor Low‐pitched or snoring inspiratory sound Lesions located in nasal passages, soft palate or nasopharynx Caused by partial obstruction of airway above the level of the larynx and by vibrations of tissue of the nasopharynx, pharynx or soft palate
Stridor Coarser, more raspy and higher pitched sound than stertor Laryngeal or upper tracheal pathology. Inspiratory stridor suggests larynx or cervical trachea; expiratory stridor suggests intrathoracic trachea or mainstem bronchus Caused by turbulent air flow at or below the larynx
Restrictive Increased rate, shallow breaths Primarily lung parenchymal disease, some pleural space diseases If thoracic or lung compliance is reduced increased respiratory muscle work is required to move a normal tidal volume of air into the lungs. The body compensates by decreasing the tidal volume per breath with an increase in respiratory rate
Small airway obstruction Prolonged expiration, with abdominal push, wheezes on auscultation.
Affected patients tend to have normal inhalation but active exhalation characterized by enhanced abdominal effort
Bronchitis, asthma Obstruction and collapse of intrathoracic bronchi
Paradoxical respiration (asynchronous or dyssynchronous) Abdomen and chest move in opposing directions. During inspiration, the thoracic cavity expands while the abdomen sucks inwards Pleural space disease or any respiratory disease accompanied by respiratory muscle fatigue Fatigued muscle groups may be overwhelmed by those that are less fatigued; thus, for example, inhalation may be accompanied by diaphragmatic contraction which results in expansion of the abdominal wall, but the caudal part of the thoracic wall may paradoxically collapse inwards at the same time, because of fatigue of the intercostal muscles
Weak chest wall movements Inadequate contraction of intercostal muscles and diaphragm Disorders affecting the brainstem, cervical spinal cord, peripheral nerves, myoneural junction, or muscular disorders Anesthesia/sedation, severe metabolic, toxic, neurological or neuromuscular disease. Severe hypokalemia can also impair ventilation
Agonal breathing Large gasping motions with an open mouth; patient is usually unaware of surroundings Severe intracranial disease or impending respiratory or cardiac arrest Originates from lower brainstem neurons as higher centers become increasingly hypoxic. Agonal respirations can produce clinically important ventilation, oxygenation, and circulation
Apneustic breathing Deep gasping inspirations with incomplete exhalation Damage to pons or medulla Concurrent removal of input from the vagus nerve and pneumotaxic center causes this pattern of breathing. It is an ominous sign, with a generally poor prognosis
Ataxic breathing Complete irregularity of breathing, with irregular pauses and increasing periods of apnea Damage to medulla Damage to the respiratory centers of the brainstem
Kussmaul breathing Purposeful deep breaths at a normal or slower rate Associated with extreme metabolic acidosis Respiratory compensation for metabolic acidosis
Cheyne–Stokes breathing Cyclic variations between rapid, deep breaths and apnea Diffuse injury to the cerebral cortex or diencephalon Instability of respiratory control and results from hyperventilation, prolonged circulation time, and reduced blood gas buffering capacity
Grunting with respiration Expiratory grunt Nonspecific; may be associated with pain,e.g. pulmonary contusions, diaphragmatic hernia, abdominal hemorrhage. Vocalization or whining may be associated with drug‐induced dysphoria Pain on movement of the respiratory muscles
Flail chest Section of chest moving asynchronously to remainder of chest Series of adjacent ribs are fractured in at least two places, cranially and caudally Section of the chest wall becomes unstable and moves inwards during spontaneous inspiration. The physiological impact depends on the size of the flail segment, the intrathoracic pressure generated during spontaneous ventilation, and the associated damage to the lung and chest wall
Cough Forceful expulsion of air. Can have variable characteristics:
Moist
Productive
Dry
Hacking
Honking
Variable: may indicate upper or lower airway disease, triggered by mucosal inflammation, external compression or structural distortion or stretch of the airway Stimulation of airway receptors triggers the afferent neural reflex, with the efferent part causing maximal inhalation, and then initial forced exhalation against a closed glottis. Concurrent bronchial smooth muscle constriction causes a milking action that also moves material towards the oropharynx

The temperature, pulse rate and intensity, mucous membrane color, and capillary refill time are assessed. The perfusion and hydration status are assessed. The circulatory status and severity of hypoxemia can change the mucous membrane color from pink to pale or white, or even to gray, purple or blue. Pale mucous membranes can occur due to peripheral vasoconstriction or anemia. Anemia decreases the O2 content of the blood, and can also result in tachypnea. Red mucous membranes occur in animals with peripheral vasodilation or certain toxicities such as cyanide and carbon monoxide exposure. Dark mucous membranes, including those that are gray, purple or blue, indicate severe hypoxemia, termed cyanosis. Cyanosis is the presence of deoxyhemoglobin, and can only be appreciated if sufficient Hgb (>5 mg/dL) is circulating through the capillaries in the mucosa. Cyanosis is not visible in animals with severe anemia, even if they are hypoxic. Cyanosis is a late indication of respiratory dysfunction.


The entire facial structure should be evaluated, including the parts of the palate and dental arcade that can be visualized on an awake oral examination. Nasal discharge can be characterized as serous, mucoid, purulent, sanguineous, or hemorrhagic. Unilateral versus bilateral nasal patency can be assessed by holding a microscope slide in front of each external nares and observing steam upon exhalation. Discharge from the external nares can be due to intranasal or extranasal diseases. As a general rule, younger patients tend to have more infectious or congenital nasal abnormalities whereas older patients are more likely to have neoplastic, fungal or dental‐related causes. Immunocompromised patients are prone to secondary bacterial or fungal infections. Hunting dogs are susceptible to inhaled foreign material such as grass or ground debris [8,9].


Auscultation of the cardiorespiratory system (including the larynx, cervical trachea, lungs, and heart while palpating peripheral pulses) can better distinguish the type and location of respiratory disease. Pathology of the conducting airways can manifest as auscultatable stridor, stertor, or wheezes. Depending on the severity of airway obstruction, these sounds can be noticeable without a stethoscope or only evident during auscultation over the trachea. Wheezes are defined as whistling or squeaky sounds, due to obstruction of lower airways, which could be caused by edema, mucus, inflammation, bronchoconstriction or a mass. True wheezes are most prominent during expiration, and are highly suggestive of lower airway disease (such as feline asthma).


Pleural space disease can be suspected if there is a decrease in audible resonance of the lung and heart sounds due to the presence of pleural fluid, air, or tissue. Dull lung sounds can be identified dorsally or ventrally; they can be focal or diffuse, unilateral or bilateral. Ventral dull sounds are more consistent with pleural fluid, whereas air tends to accumulate dorsally. Common pleural diseases include pneumothorax, pleural effusion, masses, and diaphragmatic hernia. These changes on auscultation are often difficult to distinguish in the cat, since lung sounds may be heard throughout their thorax even with pleural space disease. In large dogs, percussion of the chest wall may demonstrate dull sounds with pleural fluid and hyperresonant sounds with pleural air.


Increased bronchovesicular sounds and crackles may be heard in animals with lung parenchymal disease. However, increased or harsh lung sounds may be present in normal animals. Increased bronchovesicular sounds warrant further diagnostics for evidence of lung disease. Crackles are popping, discontinuous sounds that result from the presence of fluid in distal airways and alveoli, or alveolar/bronchial collapse and reexpansion. Crackles can be further characterized as fine end‐inspiratory crackles, which confirm parenchymal disease and suggest the presence of fluid such as pulmonary edema, hemorrhage, or inflammatory exudate. This is distinct from loud crackles that can occur during any phase of the respiratory cycle, which indicate stiffening of the lower airways, occurring with bronchitis or pulmonary fibrosis. Often in the cat, the only change on auscultation is that the lung sounds are louder than normal.


An effort is made to auscultate the lungs when the patient is closed‐mouth breathing to minimize large airway sounds that can mask the lower airway and lung sounds. All lung fields should be auscultated since focal disease is not uncommon. Cranioventral abnormalities tend to occur due to aspiration pneumonia, whereas perihilar, diffuse or dorsocaudal distribution can be due to cardiogenic pulmonary edema, acute respiratory distress syndrome, hemorrhage, pulmonary thromboembolism, and many other alveolar diseases [5].


Respiratory distress can also be a result of cardiovascular or hematological disorders that can impair oxygen delivery (DO2). The heart should be auscultated for at least 60 seconds while simultaneously palpating the peripheral pulses. The presence of a murmur, gallop rhythm or arrhythmia warrants further diagnostics for heart failure as a cause of or contributor to labored breathing. Cats are more difficult to diagnose with congestive heart failure on physical examination since they may only have an intermittent murmur or arrhythmia. In cats, an audible gallop rhythm may be the only cardiac abnormality heard. In both dogs and cats, pulse quality may be decreased in the presence of cardiovascular disease, but is often normal in animals with respiratory system disease [10].


The neurological examination is done to evaluate for evidence of cervical or thoracic spinal lesions or brain abnormalities that could affect the control of ventilation. The respiratory centers are located in the brainstem and disease in this area can cause an abnormal depth or rate of breathing (see Table 8.2).


Careful palpation of the abdomen is done to identify any abdominal masses, effusions or gastric distension that could impair ventilation by increasing the intraabdominal pressure and restricting the movement of the diaphragm. In addition, many intraabdominal diseases can be complicated by secondary respiratory distress (such as peritonitis with acute respiratory distress syndrome (ARDS) or acute lung injury (ALI), gastrointestinal (GI) foreign body with aspiration pneumonia or gastric dilation‐volvulus with impaired ventilation).


Point of Care testing


The initial POC testing begins with the collection of samples for the packed cell volume (PCV), total protein (TP), blood urea nitrogen (BUN), glucose, electrolytes, venous blood gas, coagulation profile, urinalysis (UA), and cytology of any collected pleural fluid or respiratory tract secretions. When the patient can tolerate the procedure, arterial blood is sampled for an arterial blood gas (ABG). The technique for collecting an arterial sample is outlined in Box 8.1.


Hemoconcentration may indicate dehydration, common with open‐mouth breathing, profuse nasal discharge, severe pulmonary edema or pleural effusion. Anemia (low PCV) can be a cause of hypoxemia or a consequence of pleural or pulmonary hemorrhage. Hypoproteinemia (low TP) can be present due to albumin loss and is of concern due to loss of pulmonary capillary colloidal osmotic pressure during fluid therapy (see Chapter 4).


The BUN is evaluated in conjunction with the specific gravity of the urine for the initial assessment of renal function. Uremic pneumonitis and oliguric or anuric renal failure can each affect the fluid balance in the lungs and result in pulmonary edema (see Chapter 13). Prolongation of coagulation times can be associated with lung parenchymal or pleural hemorrhage. A hypercoagulable state can result in pulmonary thromboembolic disease (see Chapter 9).


Venous blood gas analysis


Venous blood gas analysis is performed to assess ventilation and for monitoring acid–base status. Venous samples are collected by direct venipuncture or through a peripherally or centrally placed catheter. Common sites include the saphenous, cephalic, and jugular veins [11]. The sample is collected and handled similar to an arterial sample (see Box 8.1).


If the patient’s hemodynamic status is fairly normal, the pH and PCO2 of venous blood is similar to arterial [12]. In normal animals, the partial pressure of venous CO2 (PvCO2) is equal to the tissue PCO2, and is only 3–5 mmHg higher than the partial pressure of arterial CO2 (PaCO2) [13]. The venous partial pressure of O2 (PvO2) should be much lower than and does not correlate with PaO2. Typically (in normal dogs breathing room air), jugular PvO2is 45–65 mmHg and cephalic PvO2 is 49–67 mmHg [14]. Elevated PvO2 is related to decreased tissue O2 extraction, usually due to increased O2 delivery, decreased O2 demand, or high flow states [14]. Trends in PvO2 can be monitored to document the efficacy of hemodynamic resuscitation.


Arterial blood gas analysis


Arterial blood gas analysis provides invaluable and specific data regarding the patient’s respiratory status. The PaO2 and PaCO2 are directly measured. ABG analysis is the gold standard for the diagnosis for respiratory failure, allows quantitation of the severity of disease, and sometimes even allows categorization of the type of respiratory dysfunction. In addition, the ABG provides information regarding the patient’s acid–base status [15]. As a general rule, ABG analysis should be performed in dogs exhibiting clinical signs of respiratory failure to assess the severity and cause of signs. However, clinical judgment is required since restraint is needed for sample collection. This test is difficult to perform in cats and is not usually ordered in awake cats.


Arterial blood can be sampled by direct puncture of an artery or using an indwelling arterial catheter. The most common artery used is the dorsal pedal artery (Figure 8.3), but other options include the femoral, auricular, and coccygeal arteries [11]. The sublingual artery can be sampled in anesthetized patients. The method of collection is outlined in Box 8.1. The sample should be run as soon as possible or placed on ice to stop ongoing cell metabolism for transport to a laboratory [16]. Samples should be analyzed within two hours of being obtained. If the PaO2 is low, it may be difficult to determine whether a sample is arterial or inadvertently obtained venous blood. A known venous sample can be obtained for comparison.

Schematic illustration of metatarsal artery for arterial blood sampling, with lines labeling the dorsal pedal artery and dorsal metatarsal arteries.

Figure 8.3 Metatarsal artery for arterial blood sampling. The dorsal aspect of the left tarsus is shown with the major regional arterial supply. The most common vessel used for arterial puncture or catheterization is the metatarsal artery, located distal to the dorsal pedal artery between the third and fourth metatarsal bones.


Arterial catheter placement requires a similar technique to puncture the artery. Standard “over‐the‐needle” peripheral venous catheters can be used, or specialized arterial lines can be placed using the Seldinger technique. Once the catheter is taped in place, it can be capped or attached to a pressure transducer for continuous monitoring of arterial blood pressure (see Chapter 3). Blood samples can be obtained from the catheter using the three‐syringe technique, by first withdrawing a “pre‐sample” of at least 2 ml of blood mixed with saline, that will be injected back into a venous catheter. Then the actual sample for analysis is withdrawn and the catheter flushed (see Box 10.2). Most modern ABG analyzers require <0.5 ml of blood.


In respiratory patients, ABGs should not be sampled until a steady state has been achieved after ventilator settings have been changed or oxygen supplementation has been started. Typically this requires about 5–10 minutes, but some patients with chronic airway disease may require longer equilibration times.


Guidelines for the interpretation of the respiratory components of the ABG are provided in Table 8.4, with two separate but interconnected values evaluated: PaO2 and PaCO2. The CO2 is readily diffusible (about 20 times more diffusible than O2), therefore the arterial CO2 (PaCO2) is directly proportional to the minute ventilation. Changes in CO2 cause predictable alterations in plasma pH; severe changes result in enzymatic and cellular disturbances, potentially leading to life‐threatening conditions and even death (see Chapter 7).


Table 8.4 Interpretation of arterial blood gas results.













































ABG Value Interpretation Effect Intervention
PaCO2

32–43 mmHg (dog)*
26‐36 mmHg (cat)*
Normal
Normal
N/A None
<32 mmHg (dog)
<26 mmHg (cat)
Hyperventilation Loss of respiratory drive, respiratory alkalosis, vasoconstriction Treat underlying disease; alleviate pain, anxiety
>43 mmHg (dog)
>36 mmHg (cat)
Inadequate ventilation Respiratory acidosis, vasodilation, coma, death Identify and treat underlying cause. Intubation and manual or mechanical ventilation if underlying cause cannot be treated
PaO2

80–105 mmHg (dog)*
95–115 mmHg (cat)*
Must be interpreted based on oxygen supplementation levels N/A None
<80 mmHg
<60 mmHg
Hypoxemia
Severe hypoxemia
Poor oxygen delivery to tissues Oxygen supplementation, or mechanical ventilation
>100 mmHg Usually due to oxygen supplementation Increased likelihood of oxygen toxicity Discontinue or taper oxygen therapy

*Normal values may vary between laboratory equipment. ABG, arterial blood gas.


Hypercapnia is an elevated PaCO2 and is almost always caused by inadequate ventilation, although on rare occasions it can be caused by severe pulmonary parenchymal disease. Considerations for the cause of ventilatory failure include depressed brainstem function (such as during anesthesia), neuromuscular dysfunction (including electrolyte abnormalities), upper airway obstruction, and respiratory muscle fatigue. The accumulation of CO2 results in respiratory acidosis. Elevated CO2 levels are not well tolerated, with PaCO2 values >50 mmHg significant and prompting intervention. PaCO2 values >70 mmHg can quickly lead to life‐threatening consequences, such as vasodilation and central nervous system abnormalities (including coma and death) [17]. Immediate intervention requires establishing an airway and providing positive pressure ventilation if the underlying cause cannot be identified and immediately treated [18].


Low PaCO2 values (hypocapnia) occur due to hyperventilation, a rather common physical manifestation of respiratory compromise, anxiety or pain. However, when severe, the hypoxemia caused by pulmonary dysfunction can take over the previously CO2 driven respiratory control of the brainstem and result in hypocapnia [19].


The PaO2, representing the O2 dissolved in plasma, defines the amount of O2 that can bind to Hgb, therefore the PaO2 controls the amount of Hgb that is saturated with O2 (SaO2). The relationship between the PaO2 and Hgb‐O2 saturation is represented by a sigmoid curve (see Figure 8.1). As PaO2 values increase, the SaO2 rises rapidly and plateaus when the PaO2 is around 60 mmHg. PaO2 is the most important determinant of SaO2, but other variables can cause a shift in the curve. A rise in body temperature, PaCO2, and level of 2,3‐DPG in the blood all cause the curve to shift to the right. This reflects a decrease in Hgb O2 affinity and results in improved release of O2 to the tissues. A decrease in these variables produces the opposite effect. A PaO2 < 80 mmHg is considered hypoxemic and corresponds with SaO2 around 93%. Severe hypoxemia is defined as a PaO2 < 60 mmHg. Hypoxic patients require further investigation of the cause as well as immediate oxygen support and possibly ventilation [2].


Clinicopathological testing


A complete blood count (CBC) and serum biochemical profile should be performed in animals with problems affecting ventilation and oxygenation. An inflammatory leukogram could be compatible with pneumonia, ALI or ARDS as a cause of respiratory failure. The serum creatinine is assessed with the BUN and urinalysis results for evidence of renal disease, with consequences potentially affecting the respiratory tract (see Chapter 13). When pulmonary thromboemboli are suspected, adrenocorticotropic hormone (ACTH) stimulation testing for hyperadrenocorticism, a urine protein:creatinine ratio for glomerular disease, and thromboelastography (TEG) to define the coagulation status can be requested. The Baermann fecal examination is a method used to determine if there are Strongyloides or Aelurostrongylus species of lungworms present.


Several techniques are available to collect samples from the respiratory system to diagnose the underlying etiology. Endotracheal wash, transtracheal wash, bronchoscopic brush, and bronchoalveolar lavage samples can all be collected with fluid or cytology samples sent for laboratory analysis. The cytology of collected fluid is examined for evidence of infectious organisms (fungal infections, bacteria, and parasites) and to classify the disease process (inflammatory, neoplastic). Samples can also be sent for aerobic culture and susceptibility as well as the polymerase chain reaction (PCR) diagnosis of many infectious diseases.


Radiographic, fluoroscopic or ultrasound‐guided aspiration of abnormal lung tissue is another way of collecting samples. There is risk of iatrogenic hemorrhage and pneumothorax with this procedure, but the procedure can be well tolerated in many patients. Collected samples may be useful for cytological analysis and culture and susceptibility testing.


A variety of fungal species can infect the pulmonary system in dogs and cats. Fungal antigen and antibody tests are available, requiring relatively noninvasive procedures to collect samples. Reported sensitivity of the urine antigen test for detection of blastomycosis in dogs is as high as 93.5%, and considered more sensitive than serum antibody tests. This urine test can also be used as a tool to monitor clinical remission [20,21]. Other fungal organisms, such as Coccidioides, require serum antibody testing or identification of the organism in collected samples [22].


Diagnostic imaging


Diagnostic imaging is used in the stabilized patient to define the underlying cause of any respiratory failure and, under some circumstances, to demonstrate progression or resolution of the disease over time. Imaging begins with survey thoracic radiographs and can incorporate ultrasound, bronchoscopy, fluoroscopy, and computed tomography (CT) scans.


Thoracic radiographs


Survey thoracic radiographs are done only when the animal can tolerate positioning. Lateral and ventrodorsal positioning is ideal but may not be tolerated by a dyspneic patient. Dorsoventral and standing lateral positioning may be all that can be done in the fragile patient. The integrity of the ribs, spine, and diaphragm are examined for evidence of problems that might impair ventilation. This is followed by an assessment of the lung parenchyma, pleural space, pulmonary vasculature, and mediastinal structures.


The presence of pulmonary interstitial patterns, air bronchograms or intrapulmonary nodules suggests lung parenchymal pathology. A caudodorsal distribution is compatible with etiologies such as neurogenic pulmonary edema or hematogenous pneumonia. A ventral distribution, often isolated to the right middle lung lobe, is suggestive of aspiration pneumonia. Bronchiolar markings indicate an infiltrate around the bronchi, commonly noted with bronchial inflammation or edema (such as with bronchitis or asthma). Hyperinflation of the lungs and flattening of the diaphragm may be seen with feline asthma. Lung atelectasis or torsion will often cause the appearance of a consolidated lung lobe with shifting of the cardiac silhouette. The pleural space is evaluated for the presence of fluid, air, masses or herniated abdominal organs. Pleural space problems can result in inability to follow the pulmonary vasculature out to the thoracic wall.


The pulmonary vasculature is examined, with venous distension potentially due to congestion from heart failure. The loss of radiographic evidence of pulmonary vasculature (lucency) in a lung lobe of a hypoxic animal can suggest a pulmonary thromboembolism. Tortuous pulmonary vasculature can be seen with heartworm disease.


The mediastinum and its structures are also examined, to include the heart shape, size and positioning, the size and patency of the esophagus, the size of the vena cava, tracheal positioning and patency, the location and positioning of the bifurcation of the mainstem bronchi, any discernible lymph nodes or thymus, and any mass lesions. A pneumomediastinum is suspected when the borders of most of the mediastinal structure are highly visible. Severe aerophagia can impede ventilation and is evidenced by an enlarged gas‐filled stomach, with air often distending the esophagus, as well.


Fluoroscopy can be done to assess the large airways for stricture or collapse during breathing. It can also be used to guide needle placement for a lung aspirate.


Ultrasound examination


Echocardiography can be done to evaluate the contribution that the heart may make to respiratory failure. Abdominal ultrasound can be used to identify any abnormal size, shape, and position of abdominal organs that might affect oxygenation and ventilation.


Point of care ultrasound examination of patients with respiratory compromise has been gaining popularity due to the wide availability of ultrasound and the noninvasive nature of the examination. The thoracic focused assessment with sonography technique (TFAST) has developed, enabling cage‐side ultrasonograpic examination [23]. The TFAST consists of the examination of five sites on the patient.



  • Sites 1 and 2 – the chest tube sites (CTS), located between the eighth and ninth ribs (bilaterally) dorsal to the costochrondral junction at the level of the xiphoid (where a chest tube would be placed).
  • Sites 3 and 4 – the pericardial sites (PCS), located between the third and fourth intercostal spaces (bilaterally) at the level of the heart.
  • Site 5 – the diaphragmatic site (DH), which is located at the ventral midline just caudal to the xiphoid, directed toward the thoracic cavity through the diaphragm.

Findings that can be significant at these locations are summarized in Table 8.5, with additional references provided under Further reading.


Table 8.5 Ultrasound findings in the thoracic cavity using thoracic focused assessment with sonography technique (TFAST) and the Veterinary Bedside Lung Exam (VetBLUE) [24].*


















































Ultrasound finding Description Interpretation
TFAST signs
Gator sign Two rib heads (“gator eyes”) and associated intercostal space; the brightest line between the rib head represents the pulmonary pleural interface (“bridge of gator nose”) Normal finding
Glide sign Back and forth motion of the pulmonary pleural interface Rules out pneumothorax
Ultrasound lung rockets Previously called comet tails and B‐lines, these are points of interface between fluid and air. They are “laser‐like” hyperechoic lines that do not “fade” with distance, move back and forth with respirations and originate at the pulmonary pleural interface Consistent with intraparenchymal fluid (such as edema or contusions), indicates “wet lung”
Step sign A disruption or step of the normal pulmonary pleural interface Thoracic wall injury; can also be seen with masses, hematoma, diaphragmatic hernia and pleural effusion
VetBLUE signs
Dry lung Glide sign with A lines (bright reverberations of the pulmonary pleural interface) Normal
Wet lung Ultrasound lung rockets or B lines, moving back and forth with respirations Fluid within the lung parenchyma (cardiogenic and noncardiogenic edema, pneumonia, contusions, etc.)
Shred signs Variable echogenicity with focal hyperechoic regions within poorly echogenic tissue; also referred to as “dirty shadowing” Significant consolidation of lungs from edema, contusions, pneumonia, torsion, etc.
Tissue sign Lung tissue is easily visualized, lack of aerated lung, “hepatized lung” Complete lack of aerated lung; consolidation, torsion
Nodule sign Well‐delineated, focal structure, surrounded by normal or abnormal lung Mass

*Depth should be set to 4–6 cm and frequency to 5–10 MHz. VetBLUE, Veterinary bedside lung exam.


The Veterinary Bedside Lung Exam (VetBLUE) is a focused and more detailed ultrasound technique that can be used to evaluate the thoracic cavity in patients with respiratory distress [24]. It requires the examination of four bilateral anatomical sites over the thoracic cavity:



  • the caudal lung lobe region between the eighth and ninth intercostal space (bilaterally)
  • the perihilar lung lobe region between the sixth and seventh intercostal space (bilaterally)
  • the middle lung lobe region, between the fourth and fifth intercostal space (generally over the heart)
  • the cranial lung lobe region between the second and third intercostal space (bilaterally).

Findings of the VetBLUE examination are also summarized in Table 8.5 with additional references provided under Further reading.


Bronchoscopy/bronchoalveoar lavage


Bronchoscopy can help define a variety of conditions associated with the larger airways, remove foreign obstructive objects, and assist in the collection of airway samples to help define the underlying etiology. General anesthesia is required and real‐time visualization of the airways is possible as the patient ventilates. Samples collected by brushing or lavage of the bronchi can be submitted for cytology, PCR testing, and aerobic culture and susceptibility. Small biopsies of nodules or masses in the airway can be collected for histopathology.


Computed tomography


Computed tomography (CT) has increased the ability to image the pulmonary system and thoracic cavity and also the sensitivity for detecting pulmonary nodules [25]. The CT scan performed with intravenous contrast angiography can demonstrate pulmonary thrombi that are not visible by survey radiography or ultrasonography.


Monitoring procedures


A full physical examination is performed at least twice daily using a systematic approach to appreciate both initial abnormalities and subtle changes. It is important to thoroughly observe, palpate, and auscultate the entire respiratory system, from the nares to the thoracic cavity. However, many physical abnormalities (such as cyanosis) cannot be detected on a physical examination until disease is severe enough to be life threatening. Therefore, any change in the patient’s respiratory pattern or auscultation findings should prompt immediate testing of the oxygenation and ventilation.


The Rule of 20 is used to assess the patient at least twice daily. Blood pressure, electrocardiogram (ECG), and physical perfusion parameters provide a minimum for evaluating the cardiovascular status. Fluid, electrolyte, and acid–base balance are of major concern since loss of free water through the respiratory tract occurs with tachypnea, profuse nasal discharge, nasal, endotracheal or tracheal O2 supplementation, and positive pressure ventilation. Monitoring fluid balance becomes more difficult. Monitoring the pressure or diameter changes in the caudal vena cava as a reflection of central fluid volume can be misleading in light of the effects of pneumothorax or positive pressure ventilation (PPV) on the intrathoracic and vena caval pressures. Body weight and physical perfusion and hydration parameters become even more important. Placing a urinary catheter allows better patient hygiene and an assessment of urinary output. Body weight, albumin levels, and body condition scoring can aid in assessing the nutritional status of the patient (see Chapter 16)


The ABG provides the most direct method of monitoring the PaO2 and PaCO2 that results from the oxygenation and ventilatory efforts of the animal. Intubated patients with respiratory failure should have an ABG performed within 10–15 minutes of intubation. In mechanically ventilated patients, ABG analysis should be performed approximately every 4–6 hours or any time the patient’s respiratory status or ventilator settings change significantly. Less invasive monitoring, such as end‐tidal CO2 (ETCO2) and pulse oximetry (SpO2), should be performed simultaneously with the ABG. If the results of ETCO2 and SpO2 are valid based on the ABG values, these can be substituted and provide continuous real‐time data, thereby allowing a decrease in frequency of ABG testing and avoiding unnecessary blood collection.


Pulse oximetry


Pulse oximetry is a noninvasive tool that provides rapid, continuous assessment of oxygenation, allowing detection of minor changes in respiratory status [26]. The pulse oximeter uses both oximetry and plethysmography. Oximetry (measurement of the saturation of Hgb with O2 (SaO2)) is determined through spectrophotometry. The Beer–Lambert law states that all atoms absorb specific wavelengths of light, which coincides with the concentration of the substance being measured. This principle is used to measure the concentration of oxygenated Hgb in blood, which absorbs red light at a wavelength of about 660 nm, and deoxygenated Hgb, which absorbs infrared light at a wavelength of 940 nm [27]. The pulse oximeter measures light absorption using two light‐emitting diodes (660 nm and 940 nm) on one side of the tissue bed and two photodectors on the other. The two photodetectors quantify the transmitted light and calculate the concentration of oxyhemoglobin and deoxyhemoglobin. Oxygenated Hgb is then expressed as a percentage (SpO2). Phlethysmography identifies only arterial pulsatile flow characteristics, distinguishing flow from nonarterial blood. Many pulse oximeters display the pulse rate but also an image of the pulsatile waveform. This can be used for continuous monitoring of heart rate and to confirm the accuracy of the SpO2 reading as well as the strength of the signal (Figure 8.4) [28].

Wave graphs of a normal signal, noise artifact, motion artifact, and poor pulse quality, as labeled from top to bottom.

Figure 8.4 The pulsatile oximetry signal (SpO2) is a unitless waveform displayed on certain pulse oximeter devices which directly corresponds with the pulse quality at the probe site. Normal signal showing the sharp waveform. Pulsatile signal with superimposed noise artifact gives a jagged appearance. Motion artifact is represented by an erratic waveform. Pulsatile signal during low perfusion shows a much flatter sine wave.


The results from the pulse oximeter have been validated in both canine and feline patients. Normal SpO2 should be greater than 95%, bearing in mind that this may correlate with PaO2 values as low as 70 mmHg (see Figure 8.1). Valid SpO2 values of 91–94% indicate significant hypoxemia that may require intervention. Valid SpO2 values <90% indicate potentially life‐threatening hypoxemia that should be managed by O2 supplementation or positive pressure ventilation [29,30].


Two main sensors are used in veterinary medicine: transmittance probes, detecting light that passes through the tissue, and reflectance probes, wherein the sensor is placed flat against a tissue. The lingual sensor can be placed on the tongue in sedated or anesthetized patients, or on the outer pinna, lips, prepuce, vulva, toe webbing, or Achilles tendon of awake patients. Wetting and parting or clipping the fur will increase skin contact. When using the lingual sensor, frequent repositioning may be necessary to avoid decreased blood flow due to compression, and tissue dessication can be avoided by placing a wet gauze square between the tongue and the probe. The reflectance probe is a linear probe that is used on the ventral base of the tail (not into the rectum). This type of probe has also been used with success directly over arteries, such as the femoral artery, pedal arteries, on the palmar aspect of the feet, proximal to the carpal or tarsal pad and in the rectum, facing the caudal abdominal aorta. Lubricant does not alter SpO2 readings [31].


Following application of the probe, there is a 10–15 second delay before a reading is obtained because the signal is averaged. Mild to moderately hypoxemic patients may still be on the plateau of the O2 Hgb dissociation curve where the PaO2 can decrease significantly with little change in the SpO2 reading. In addition, the quality of the signal can significantly alter the accuracy of SpO2 readings, with factors such as motion, skin pigmentation, and anemia affecting the SpO2 result. A list of common causes of inaccurate pulse oximetry readings is given in Table 8.6.


Table 8.6 Artifacts which alter pulse oximeter readings.































Artifact Due to
Motion artifact/inability to read pulsatile flow Shivering, twitching, panting, seizures, ambulation
Inability to read pulsatile flow Vasoconstriction from medications or shock, hypothermia, shock or peripheral hypoperfusion (thrombus)
Skin pigmentation or disease Inability of light to pass through
Carboxyhemoglobin Interpreted as hemoglobin; falsely elevates SpO2
Methemoglobin Causes a static SpO2 reading of around 85% regardless of PaO2 level
Anemia, when severe (packed cell volume <15) Erroneously low readings
Ambient (especially infrared heating) lighting Falsely elevated as signal is picked up by photodetector
Maximum value of SpO2 (100%) Regardless of PaO2

Of note, the concentration of oxygen in arterial blood (CaO2) in anemic animals may be low even if the SpO2 is normal. SpO2 values may be 98–100% in patients receiving O2 supplementation, regardless of whether the PaO2 is 100 mmHg or 500 mmHg [2]. Therefore, it is necessary to measure PaO2 to assess lung function in these patients. The pulse oximeter does not provide quantitative data regarding ventilation as it provides no measurement of PaCO2 [32].


Continuous pulse oximetry is recommended in sedated or anesthetized patients, including those on ventilators. In awake patients, intermittent measurements are indicated on a scheduled timetable or when pertinent clinical signs change. Frequent evaluation of SpO2 aids in quantification of response to therapy and can provide early detection of deterioration, facilitating intervention.


Other oximeters


While traditional pulse oximeters only measure deoxyhemoglobin and oxyhemoglobin, the co‐oximeter also measures methemoglobin and carboxyhemoglobin by using additional wavelengths of light. Smoke inhalation is the most common cause of carboxyhemoglobinemia, which is a stable complex of carbon monoxide (CO) and Hgb. CO has a much higher affinity for Hgb than O2 (about 200 times), and accumulation of carboxyhemoglobin prevents adequate tissue DO2.


Exposure to certain intoxicants can cause methemoglobinemia, including acetaminophen, local anesthetics, nitrates, nitrites, nitroglycerin, nitroprusside, certain antibiotics (sulfonamides), benzocaine, oxidative drugs, naphthalene (mothballs), garlic, and onions. Methemoglobin contains oxidized ferric iron instead of ferrous, which has a higher affinity for O2, thus preventing release of O2 in tissues. There is normally less than 2% methemoglobin in healthy patients, and it is converted back to Hgb by nicotinamide adenine dinucleotide (NADH)‐dependent methemoglobin reductase [33]. Higher concentration of CO or methemoglobin warrants an investigation of cause and specific therapeutic intervention.


A large amount of research has been performed evaluating the benefit of monitoring tissue oxygenation levels (StO2) with near infrared spectroscopy (NIRS). Oxygen must diffuse down its concentration gradient into the tissues, typically making StO2 much lower than arterial oxygen levels. Monitoring the StO2 shows promise for the clinical monitoring of tissue oxygenation in the future [34,35].


Capnography


Capnography uses infrared spectrophotometry to measure the CO2 level in expired air. By emitting a constant infrared beam from a phototransmitter and detecting absorption on the other side of the sampling compartment, the device continuously quantitates CO2 during the respiratory cycle. There are two main types of capnographs: sidestream and mainstream. Sidestream devices aspirate air into a side chamber on the instrument for CO2 measurement, which can cause a slight delay in the reading and increase dead space, especially in smaller patients. If the aspirated air contains inhalants, it must be returned to the anesthetic machine circuit for safety reasons. Mainstream instruments attach directly onto the endotracheal tube and directly measure CO2 as exhaled air flows through the device [36].


Because CO2 is approximately 20 times more rapidly diffusible than O2, alveolar CO2 is almost identical to the PCO2 in the pulmonary capillaries. Alveolar CO2 is exhaled at the end of each breath (ETCO2), and when measured it can be used as an indirect estimation of PCO2; there is a small amount of blood shunted (e.g. through bronchiole arterioles and coronary artery) that bypasses the lungs without being oxygenated, accounting for a ETCO2‐PaCO2 difference of up to 5 mmHg. The capnograph produces a waveform and numerical display of CO2 throughout the respiratory cycle (Figure 8.5). The plateau CO2 level is reported by the instrument as the ETCO2 [37].

Image described by caption.

Figure 8.5 A normal capnograph tracing throughout the respiratory cycle. Labels A–B represent a zero baseline because the air passing at the beginning of expiration is from dead space, and therefore does not contain any CO2. Labels B–C show a sharp increase in CO2 corresponding with expired gas that is coming from lung units participating in gas exchange mixed with dead space air. Labels C–D is the plateau that corresponds with the latter part of expiration, in which all of the air is coming from ventilated lung units. Labels D–E show a sharp decline, which represents the beginning of inspiration and is devoid of carbon dioxide.


End‐tidal CO2 is commonly used as a surrogate for the PvCO2, but variability of the gradient between ETCO2 and PCO2 makes the use of trends most informative. The capnograph is typically used in patients intubated for an anesthetic event, cardiopulmonary cerebral resuscitation (CPCR), or positive pressure ventilation. The normal ETCO2 range for dogs and cats is 35–45 mmHg. Values greater than 50 mmHg indicate hypercapnia and hypoventilation; those less than 30 mmHg may indicate hyperventilation. A sudden decline in the ETCO2 towards zero may indicate a leak in the ventilator circuit, airway occlusion, severe pulmonary thromboembolism, or cardiopulmonary arrest (CPA). It can help to troubleshoot endotracheal tube placement, as the ETCO2 will be zero if the tube is in the esophagus.


End‐tidal CO2 is influenced by several factors, especially problems that affect the ventilation‐perfusion relationship within the lung. Decreased perfusion of alveolar units results in lower concentration of CO2 in those alveoli. If these alveoli are ventilated, dead space air from the underperfused alveoli mixes with air from perfused alveoli, and the ETCO2 decreases, creating a gradient between PCO2 and ETCO2. In addition, tachypnea and panting cause decreases in ETCO2 due to mixing of gases within the sampling chamber. Hyperventilation (during anesthesia or CPR) will cause a falsely decreased ETCO2 reading, requiring ventilation to remain fairly constant to obtain a significant reading. Sidestream capnographs aspirate 50–100 mL/min from the circuit, which may require adjustment of minute ventilation, especially in smaller patients.


Capnography is used extensively in ventilated patients because it provides continuous, real‐time readings that can be used for ventilator setting adjustment. It can be used to measure dead space using the dead space to tidal volume ratio (VD/VT), which is determined partly from ETCO2 where: VD/VT = (PaCO2 – P end‐tidal CO2)/PaCO2. This ratio can provide information regarding the presence of V/Q mismatch.


Capnography can also be used to monitor patients with tracheostomy tubes, as well as those that are spontaneously breathing. A sidestream capnograph can be used in combination with a nasal cannula to monitor ETCO2 in the awake, nontachypneic, nonintubated patient [38].


Capnography is an invaluable tool for early detection of apnea and CPA, and is now standard of care for intubated critically ill patients [39]. During a CPA event, the capnograph tracing rapidly becomes zero before the decline of other monitored parameters such as O2 saturation and electrocardiography. Upon initial intubation during initiation of CPR, the ETCO2 may be elevated due to respiratory failure or zero due to decreased cardiac output. ETCO2 measurement during CPR is directly correlated with efficacy of ventilation and with coronary blood flow [40]. ETCO2 values near zero may indicate esophageal intubation; values greater than 15 during CPR in dogs appear to be predictive of a better outcome [41]. ETCO2 values will rise with an increase in cardiac output and during the return of spontaneous circulation [42].


Disorders of oxygenation and ventilation


Four types of hypoxia have been described:



  • hypoxemic hypoxia is caused by a fall in the PaO2 in the bloodstream and is caused primarily by disorders of respiration
  • histotoxic hypoxia occurs when the quantity of oxygen reaching the cells is normal, but the cells cannot use it effectively (such as cyanide poisoning)
  • circulatory hypoxia occurs when blood flow to a part of the body is insufficient, making O2 insufficient
  • anemic hypoxia, where the PaO2 is normal but total oxygen content of the blood is reduced due to the inadequate amount of hemoglobin to carry oxygen to the tissues.

Problems at any location within the respiratory tract or problems involving the neuromuscular control of breathing can cause hypoxemic hypoxia and be a major contributor to patient morbidity and mortality.


The five main causes of hypoxemic hypoxia (Table 8.7) are: hypoventilation, decreased inspired O2, V/Q mismatch with dead space ventilation (V/Q <1), V/Q mismatch with intrapulmonary shunting (V/Q >1), and diffusion impairment.


Table 8.7 Causes of hypoxemic hypoxia.
































Etiology Examples Response to oxygen
Decreased inspired concentration of oxygen (FiO2) Decreased fresh gas flow, enclosed space, house fire
Decreased inspired O2 because of low barometric pressure High altitude Return to normal
Hypoventilation Sedation/anesthesia, airway obstruction, neuromuscular disease, hypoglycemia, hypokalemia Often improves PaO2, depending on severity and cause
Ventilation/perfusion (V/Q) mismatch >1 Dead space ventilation: pulmonary thrombus, decreased cardiac output, alveolar overdistension Usually improves PaO2
Ventilation/perfusion (V/Q) mismatch <1 Shunting of blood past nonaerated tissue: all forms of alveolar/lower airway disease and anatomical shunts All but a true anatomical shunt or complete mismatch (V/Q = 0) respond to oxygen
Diffusion impairment Thickened pulmonary interstitium (fibrosis) Usually improves PaO2

Hypoventilation is the delivery of a low volume of inspired air to the alveoli. The PaCO2 is always elevated. Failure of alveolar ventilation also results in a proportional drop in PaO2. Supplemental O2 often results in improvement of the PaO2 to normal because it increases the percentage O2 within the alveoli. However, O2 supplementation does not change the volume of O2 being delivered, which is dependent on the minute ventilation (breaths per minute). Treating hypoventilation (the underlying cause of hypoxemia) may include the reversal of sedation, removal of an upper airway obstruction, or positive pressure ventilation to treat respiratory muscle fatigue or paralysis.


Decreased inspired O2 is an uncommon cause of hypoxemia at sea level. At altitude, there are fewer O2 molecules in inhaled air because barometric pressure is lower causing a lower partial pressure of inhaled O2. At sea level, decreased O2 in inspired air occurs if there is a problem with the supply of O2 during anesthesia or while in an enclosed area (such as oxygen cages with insufficient flow, house fires). Patients may compensate by increasing their respiratory rate and can have a low PaCO2 in combination with low PaO2. As long as there are no irreversible effects of the hypoxemia, this type of hypoxemia can be fully corrected with supplemental O2.


Ventilation‐perfusion mismatch disturbs gas exchange at the capillary‐alveolar interface. Normally, ventilation of alveolar units slightly exceeds capillary blood flow, causing the V/Q ratio to be greater than 1.0 [2]. V/Q mismatch causes hypoxemia before it causes hypercapnia, primarily because CO2 is so much more diffusible than O2. There are two main reasons for V/Q imbalance: dead space ventilation and intrapulmonary shunting, both of which are seen in animals with lung disease. Patients with V/Q mismatch compensate for hypoxemia by elevating their respiratory rate. This increases the energy required for breathing, but fails to improve oxygenation. In patients with V/Q mismatch, oxygen supplementation should result in improved PaO2. V/Q mismatch is the most common reason for poor oxygen delivery to tissues for a variety of etiologies.


Dead space ventilation is defined as areas of the respiratory system that do not participate in gas exchange. Anatomical dead space refers to the conducting airways, where there are no respiratory units and thus no possibility of exposure to capillary blood for gas exchange. A large amount of this dead space occurs in the pharynx, while the oral cavity, trachea, and large bronchi make up the rest. Physiological dead space refers to areas in which inspired air reaches the respiratory units but is not able to equilibrate with the flowing capillary blood. The combined anatomical and physiological dead space in a healthy patient is about 25–30%. The normal ratio between dead space and tidal volume (VD/VT) is 0.25–0.3 [2].


Three main differentials should be considered in patients suffering from increased physiological dead space ventilation: destruction of the alveolar‐capillary interface or impaired capillary blood flow such as occurs with pulmonary thromboembolism, low cardiac output, and overdistension of the alveoli preventing capillary blood flow during positive‐pressure ventilation. Increasing the inspired O2 (FiO2) will usually improve PaO2 by increasing the transmembrane pressure differential and thus the rate of O2 diffusion. Supplemental O2 is a noninvasive means to optimize Hgb saturation; however, treating the underlying cause is essential for correction.


In animals with intrapulmonary shunting, capillary blood flow exceeds ventilation, causing the V/Q ratio to be <1.0 [2]. Blood flow that is not exposed to ventilated areas is incapable of effectively participating in gas exchange. There are two forms of shunting: true shunt and venous admixture. A true shunt represents complete lack of gas exchange (V/Q = 0). Venous admixture is a decreased V/Q ratio due to incomplete equilibration between the capillary blood and alveolar O2 (1 < V/Q >0). The amount of intrapulmonary shunting (shunt fraction) that occurs in a healthy patient is about 10% of the cardiac output. Normally, the pulmonary vasculature undergoes local vasoconstriction when a decreased O2 tension is detected in the alveoli, to prevent unnecessary perfusion to a region that cannot perform gas exchange, thereby reducing the extent of V/Q mismatch. Differentials considered in a patient with a suspected intrapulmonary shunt include all forms of alveolar and lower airway disease, including atelectasis. Shunt is the one cause of hypoxia that fails to improve with supplemental O2 because of lack of available gas‐exchanging units.


Any severe pulmonary pathology that produces thickening of the pulmonary interstitium could result in diffusion impairment. The rate of diffusion of a gas depends on the concentration gradient, the surface area, and the thickness or distance the gas molecules must travel. CO2 is more diffusible than O2, and thus tends to be unaffected in conditions causing poor diffusion. The primary differential diagnosis is pulmonary fibrosis. O2 supplementation is a treatment option, improving PaO2 by increasing alveolar O2 content.


Treatment of hypoxemia


Stabilization of the critical small animal patient with hypoxemia commonly begins with providing anxiolytic/analgesic agents (examples include butorphanol 0.2–0.4 mg/kg IV or IM or acepromazine 0.0025–0.02 mg/kg IV or IM), assuring a patent airway, and providing supplemental oxygen. The SpO2 and PaO2 values can be used to confirm the need for O2 supplementation and should be provided for critically ill patients with SpO2 < 95% or PaO2 < 80 mmHg. The clinical signs of respiratory distress (such as abnormal breathing pattern, respiratory rate or work of breathing) or poor perfusion will also prompt oxygen support when the patient is not stable enough for testing. Each method of oxygen supplementation has advantages and limitations depending on the patient size, O2 requirement and tolerance, hypoxemia etiology, clinical skill level, and available monitoring.


There are noninvasive methods of oxygen supplementation that are fast and easy to initiate: flow‐by, mask, hood and cage oxygen, while more invasive nasal cannulas or catheters are used for prolonged oxygen support. Endotracheal intubation and tracheostomy provide a means for controlling the airway and providing therapeutic PPV.


Oxygen supplementation for more than a few hours can cause epithelial desiccation, which leads to inflammation and increased mucus production. Humidification of inspired gas with water vapor is mandatory whenever supplemental O2 bypasses the nasal turbinates [43]. Humidification is achieved by inserting a canister (Hudson Rci, Temecula, CA) filled with distilled water into the oxygen delivery system. As the O2 travels out of the diffuser, bubbles are created that rise through the water. Evaporation of water occurs at the contact surface of each bubble, loading the gas passing through with water vapor. Greater quantities of water vapor can be added if the water is heated, the bubbles are smaller or the water is made deeper for longer diffusion times. The humidified O2 above the water then travels along the tubing to the patient.


Oxygen therapy is not without risk, and hyperoxia and oxygen toxicity must be avoided. As a general rule, a patient should not receive more than 60% FiO2 for more than 12 hours [44]. During mitochondrial aerobic metabolism, highly reactive O2 species (including hydrogen peroxide, hydroxyl radicals, superoxide radicals) are formed that will disrupt and damage essential cellular lipid membranes, cytoplasmic proteins, and nuclear DNA [45]. Administration of excessive FiO2 for long periods of time results in production of much higher concentrations of these reactive oxygen species [46], causing oxidative injury. Ideally, the lowest possible FiO2 should be used to maintain the patient’s O2 saturation above 93%. However, it may be impossible to avoid use of high FiO2 values in animals with severe respiratory disease.


Chronic hypercapnia in patients with longstanding respiratory disease (such as chronic obstructive lung disease) results in central nervous system adaptations. In these patients, hypoxemia has taken over from hypercarbia as the main trigger for brainstem respiratory centers. Therefore, providing O2 supplementation to these animals can result in hypoventilation and worsening of their respiratory function [2].


Noninvasive oxygen delivery


Flow‐by O2 is one of the least invasive methods of supplementation, commonly used in the emergency setting while the patient is being evaluated and stabilized. O2 tubing is placed close to the mouth or nose, with O2 flow rates of 1–5 L per minute. FiO2 achieved is variable depending on the flow rate, size of the patient, and whether the animal is breathing through the nose or mouth. This technique is not recommended after the initial stabilization of the patient [43].


An O2 mask acts as a reservoir system. Masks of various sizes have been designed specifically for the dog and cat (Surgivet, Waukesh, WI). The mask size should ideally be slightly larger than the muzzle or head of the patient to prevent rapid equilibration of O2 with the surrounding air and minimize the accumulation of CO2, heat, and humidity inside the mask. A flow rate of 2–10 L/minute is recommended to clear the exhaled gas from the reservoir. FiO2 values of 30–90% can be achieved depending on the size of the mask and patient [47]. Frequent monitoring is required to ensure proper mask placement and patient tolerance. This method is best applied in patients with minimal voluntary movement or during initial stabilization to transition to a self‐supporting mechanism.


Commercially available oxygen hoods (Oxyhood, Jorgen Kruuse, Denmark) are available or an oxygen hood can be made by taping O2 tubing to the inside bottom of an Elizabethan collar. The wide opening of the collar is covered with plastic wrap to create a reservoir system, with a small opening (approximately 5 cm) made at the top of the plastic to allow escape of CO2 and water vapor. Use of clear material to make the hood allows easy patient monitoring. This system can achieve FiO2 values of 30–50% or more [48]. Larger patients, and those that are panting, are at risk of hyperthermia when using this technique.


Oxygen cages provide excellent O2 delivery, controlled humidity, and regulation of chamber temperature. They can be used long term in hypoxic patients, or during the emergency management of stressed patients that cannot handle restraint. FiO2 levels achieved vary depending on the manufacturer, but values as high as 80–90% should be available for short‐term use in a crisis. The main disadvantage is the inability to handle the patient when necessary. Opening the cage immediately results in equilibration to room air. Additionally, temperature regulation may be difficult with larger, panting or brachycephalic dogs, due to the small size of the enclosure. The placement of ice bags inside the cage can help with temperature regulation with regular monitoring of the body temperature recommended. The use of O2 cages in patients with upper airway obstructions should be avoided because of the inability to hear upper airway sounds when monitoring the patient.


Given the varying ability of cages to control O2 concentration, oxygen monitors (MSA, Pittsburg, PA) that measure the FiO2 in the cage are recommended (Figure 8.6). The accumulation of CO2 is of concern and some cages come with a CO2 scavenging system built in. When that is not available, CO2 and temperature monitors (CO2Meter.com, Ormond Beach, FL) should be placed within O2 cages to allow intervention if necessary (Figure 8.7).

Photo of an oxygen monitor with a probe.

Figure 8.6 Oxygen monitor (MSA, Pittsburg, PA). The probe can be placed inside a cage or a large Elizabethan collar can be used for hood oxygen to determine the inspired fraction of oxygen (FiO2).

Photo of a cat in an oxygen cage with a monitor for temperature, CO2, and humidity.

Figure 8.7 Temperature, CO2, and humidity monitor placed in the small oxygen cage to ensure a safe environment for the patient (CO2Meter.com, Ormond Beach, FL). CO2 levels = 250–600 parts per million (ppm); up to 1000 is acceptable; >1000 indicates room or cage needs better ventilation [49].


Invasive oxygen delivery


Nasal or nasopharyngeal O2 is used for longer supplementation, allowing continuous handling of the patient without fear of O2 desaturation. FiO2 values can be as high as 70% with O2 flow rates up to 150 mL/kg/min [50]. However, rates >100 mL/kg/min have been associated with patient discomfort, with higher flow rates achieved with bilateral nasal lines. Humidification is required to prevent pharyngeal epithelial desiccation. Complications of high O2 flow rates include nasal mucosal irritation, sneezing, and discomfort manifested by pawing or rubbing the nose. Panting decreases the effective FiO2. Nasal supplementation should be used cautiously in patients with concurrent head trauma since sneezing can increase intracranial pressure.


Nasal prongs or catheters can be used. Nasal prongs (Cardinal Hill, McGaw Park, IL) provide bilateral nostril flow but are manufactured for human patients and easily slip out of the nares. Application of a strip of tape around the two tubes attached to the prongs and across the dorsal aspect of the muzzle can help to prevent displacement.


Nasal catheter options include 5–10 French red rubber or flexible feeding tubes that can be placed unilaterally or bilaterally when a higher FiO2 is necessary. The catheter should be premeasured and marked at the level of the medial canthus of the eye. Topical anesthesia, using 2% lidocaine or 0.5% proparacaine ophthalmic solution, is applied by dripping it into the nostril while the nose is held pointed up. The catheter tip is coated with lubricant or lidocaine gel and advanced through the ventral meatus to the level of the mark. It is secured with glue or sutures, one at the lateral aspect of the nostril (alternatively through the nasal planum) and the other on the lateral maxilla or zygomatic arch. The nasal catheter is attached to an adapter and O2 tubing in order to create a tight seal. An Elizabethan collar is placed to minimize the ability of the patient to remove the tube. Box 20.5 describes nasal oxygen placement.


Nasopharyngeal placement is similar except that the catheter tip is advanced through the ventral meatus into the pharynx. In this case, the catheter is premeasured to the mandibular ramus. Nasotracheal oxygen supplementation is an option as well, but most pets require moderate sedation to maintain the tube in place as coughing may easily dislodge the tube from the trachea.


Endotracheal intubation


Endotracheal (ET) intubation is indicated for patients requiring general anesthesia, developing hypoxia from hypoventilation, respiratory fatigue or apnea and for aggressive or overtly anxious patients that are not tolerating less invasive forms of O2 supplementation. In addition, animals with upper airway obstruction or those given O2 but remaining severely hypoxemic (PaO2 < 60 mmHg) or hypercapnic (PaCO2 > 50 mmHg) can benefit from an ET intubation and oxygenation.


Prior to ET intubation, all equipment and drugs needed for induction and tube placement, suction, and crisis management should be prepared. There are two main types of ET tubes: the Murphy tube (most common) and the Cole tube. The Murphy tube has a distal side fenestration to allow for continued air flow despite the end being occluded by secretions or anatomical abnormalities. The larger tubes are cuffed, but those less than 3 mm internal diameter are usually uncuffed. Cole tubes are all uncuffed but have a distal shoulder that is placed just rostral to the larynx in order to obtain a tight seal. Both types of tubes are available in a large variety of sizes and different materials, including polyvinyl chloride, rubber, and silicone. Clear tubes are ideal, allowing visualization of secretions within the tube.


Multiple ET tubes in different sizes (the anticipated size, one larger and two sizes smaller) should be readily available prior to induction of anesthesia. The ET tube size selected is based on the normal body weight of the patient and adjusted for anticipated individual variations (such as brachycephalic dogs with hypoplastic tracheas). The recommended ET tube size according to body weight is shown in Table 8.8 for the dog and Table 8.9 for the cat. Cats have a more uniform tracheal diameter.


Table 8.8 Endotracheal tube size guidelines according to body weight in dogs.












































Body weight (kg) ET tube size (mm) Body weight (kg) ET tube size (mm)
2 5.0 14 8.5
3.5 5.5 16 9
4.5 6 18 9.5
6 6.5 20 10
8 7 25 11
10 7.5 30 12
12 8 >40 14–16

Table 8.9 Endotracheal tube size guidelines according to body weight in cats.



















Body weight (kg) ET tube size (mm)
1 3.0
2 3.5
3.5 4.0
>4 4.5

Intubation of cats tends to be more difficult because their highly sensitive larynx will spasm closed when touched. Avoiding tactile stimulation with the tube and laryngoscope is helpful, along with applying a topical anesthetic such as lidocaine spray.


A source of oxygen and ventilation equipment (either manual or mechanical) is prepared and supplemental oxygen is provided before, during, and after intubation. Rapid‐acting injectable anesthetics are necessary to facilitate rapid sequence intubation. It is recommended that an anesthetic agent or combination of agents be chosen that supports the cardiovascular status of the patient. Possible induction agents can include:



  • propofol (2–6 mg/kg IV)
  • ketamine/benzodiazepine combination (ketamine 1–2 mg/kg and diazepam/midazolam 0.25–0.5 mg/kg)
  • alfaxalone (1–3 mg/kg)
  • etomidate/benzodiazepine combination (1–3 mg/kg etomidate and 0.25–0.5 mg/kg diazepam or midazolam).

Induction with gas anesthetics is not recommended due to slow speed, stress to the patient, excitatory phase of induction, and exposure to inhalant by personnel.


Preoxygenating the patient with flow‐by O2 for approximately five minutes will help prevent prolonged hypoxemic events. After induction, the patient is positioned in sternal recumbency and an assistant holds the maxilla by placing the finger and thumb behind the canine teeth while pulling the lips dorsally. The mandible can be held open with the other hand by grasping the tongue and pulling it forward and downward (avoid tongue contact with the mandibular canines). Rapid visual assessment of the upper airway increases the chances of successful intubation and can identify upper airway obstruction, abnormal anatomical structures, upper airway secretions, and dynamic functional changes in the pharynx and larynx. It is vital to be prepared for difficult intubations in every critically ill patient, with special emphasis on brachycephalic dogs, small patients, cats, and those with oropharyngeal or orofacial obstructions, trauma or other disease.


A laryngoscope can provide light and open the epiglottis, allowing better visualization and access to the trachea. The chosen lubricated ET tube is advanced orally through the larynx and into the trachea, providing a patent airway. Inflation of a cuff protects the patient from aspiration. O2 or gaseous anesthetics and PPV can be provided.


With practice, intubating dogs and cats in dorsal recumbency may actually become easier than sternal since it allows the head and neck to be held straight. The laryngoscope can be used as designed for humans (Figure 8.8).

Photo of the insertion of endotracheal intubation in a feline patient in dorsal recumbency.

Figure 8.8 Technique of endotracheal intubation with the animal in dorsal recumbency.


Once the ET tube is advanced through the larynx, the distal end is estimated to lie at or near the thoracic inlet. Tracheal tube placement is confirmed by auscultating both sides of the thoracic cavity for air movement and visualization of thoracic wall excursions during PPV and humidification of the tube during exhalation. ETCO2 is the most accurate indirect method of confirming placement, and values should be >20 mmHg to confirm correct placement in the trachea. The ET tube is then secured with a tie anchored around the maxilla in dogs with a long muzzle or behind the ears of cats and brachycephalic dogs.


Endotracheal tube cuffs are inflated to protect the airway and during general anesthesia when PPV or inhalants are being administered. Cuff pressure should be maintained between 25 and 35 cmH2O (18.3–25.7 mmHg). Overinflation of the cuff applies excessive pressure on the tracheal mucosa, causing mucosal ischemia and occasionally tracheal rupture [50,51]. High‐volume, low‐pressure endotracheal cuffs are recommended for all patients.


Patients predisposed to complications during ET tube placement include cats and brachycephalic dogs, animals with orofacial and dynamic airway abnormalities, and those with suboptimal positioning. Preoxygenating these patients is especially important. Besides multiple ET tube sizes, several red rubber catheters and stiff peripheral intravenous catheters should be available in case tracheal catheterization is required. For patients that are difficult to intubate, it may help to stiffen the softer ET tubes with a guidewire or stylet [52]. However, a stylet should never extend beyond the tip of the ET tube.


Transtracheal intubation


Transtracheal intubation can be a life‐saving procedure during an upper airway obstruction. It can also be used for O2 supplementation, to facilitate removal of airway secretions, to provide O2 and gas inhalant to patients undergoing upper airway procedures where ET tube placement is contraindicated, and to decrease anatomical dead space during PPV. There are several approaches to tracheal intubation, including temporary and permanent methods. Temporary procedures include tracheal needle insertion and catheterization or surgical tracheostomy.


Cervical anatomy must be understood to avoid vital cervical structures. The thyroid cartilage is the rostral border of the trachea, and tracheal rings can usually be palpated. Small blood vessels lie along the midline of the trachea, including the thyroid vessels as they branch from the external jugular at the level of the thoracic inlet.


It is ideal to preoxygenate the patient prior to a tracheal procedure [53]. Supplies for an emergency tracheostomy should be readily accessible and are listed in Box 8.2. Tracheal catheter placement is performed as a temporary means to establish partial control over the airway and provide oxygen. The hair is clipped and the skin aseptically prepared over the cranial third of the trachea. A through‐the‐needle long flexible catheter is percutaneously inserted between the cervical rings on the tracheal midline. Once the needle is in place, the catheter is advanced through the needle into the carina. The needle is then withdrawn from the skin, leaving the catheter in place. Humidified oxygen is provided until upper airway access can be confirmed. Complications include kinking of the catheter at the skin and tracheal entry site, and accidental withdrawal of the catheter so that the tip lies under the skin with subcutaneous insufflation of oxygen. Should this procedure fail to provide sufficient oxygenation and ventilation in an animal with large airway disease, a tracheostomy is performed.

Apr 7, 2020 | Posted by in SMALL ANIMAL | Comments Off on 8: Oxygenation and ventilation

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